|
Company, product
or activity
|
Date
|
Regulator
|
| Aberdeen
Langley |
12/08/2004
|
Financial Services
Authority, United Kingdom |
| ACPM Consulting Group (1) |
|
FMA, Financial Market Authority, Austria |
| Administraciones Temple Bar sl (1) |
|
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| ADV
Advantage sa - Global Asset Management |
28/02/2002
|
Commission de
Surveillance du Secteur Financier, Luxembourg |
| Advantage IEC |
18/04/2005 |
Financial Services Authority, United Kingdom |
| AIM
Warrants España SA |
15/10/2003
|
Comisión Nacional
del Mercado de Valores (CNMV), Spain |
| Aims World Asset & Investment Management Services (1) |
12/09/2006
|
Finansinspektionen, Sweden |
| Albag Geselshaft für allgemeine Finanzierungsberatung Gmbh |
04/02/2005 |
Agencija Za Trg Vrednostnih Papirjev, Slovenia |
| Alberich Gerhard Securities Worldwide(Aka AG Securities) |
10/05/2006
|
Financial Services Authority, United Kingdom |
| Alexander Rothko and Associates Ltd |
24/01/2005 |
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Ainsley
Consulting SL |
20/05/2003
|
Banking and
Finance Commission, Belgium |
| Allied
Capital Services Inc. |
02/11/2001
|
Central Bank
of Ireland, Ireland |
| Allied Champ Investments (1) |
02/10/2006 |
Commission de Surveillance du Secteur Financier, Luxembourg |
| Allied
International Investment Ltd |
24/05/2002
|
Financial Services
Authority, United Kingdom |
| Alpha
Management |
18/02/2002
|
Banking and
Finance Commission, Belgium |
| Alternative Investment Markets SL |
15/10/2003 |
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Alv Group (1) |
12/09/2006
|
Finansinspektionen, Sweden |
| Amtrade
International Partners Inc |
06/06/2003
|
Banking and
Finance Commission, Belgium |
| Anderson
Goldberg, sl |
22/07/2004
|
FMA, Finanzmarktaufsicht,
Austria |
| Anderson
Goldberg, sl |
11/05/2004
|
Comisión Nacional
del Mercado de Valores (CNMV), Spain |
| Anglo Swiss Consulting |
14/03/2006 |
Financial Services Authority, United Kingdom |
| Apex Management Ltd |
09/09/2005 |
Finansinspektionen, Sweden |
| Apex Opportunity Fund Ltd |
09/09/2005 |
Finansinspektionen, Sweden |
| ARCFIN Group |
08/06/2006 |
Financial Services Authority, United Kingdom |
| Armstrong
Group |
17/11/2004
|
Autoriteit Financiële
Markten, Pays-Bas |
| Ashton Lewis Group (1) |
21/11/2006 |
Finansinspektionen, Sweden |
| Ashton Trading (1) |
14/03/2006 |
Finansinspektionen, Sweden |
| Ashton Trading (1) |
17/04/2007 |
Authority for the Financial Markets, Netherlands |
| Aspen Payne Consulting (1) |
04/09/2006 |
Finansinspektionen, Sweden |
| Asprey Group LLP (1) |
01/02/2006 |
Finansinspektionen, Sweden |
| Assinfi
Class SL |
19/05/2003
|
Comisión Nacional
del Mercado de Valores (CNMV), Spain |
| Aston Rowe Consulting Inc |
02/02/2006 |
Financial Services Authority, United Kingdom |
| Atlantic Capital Management (1) |
16/08/2006 |
Financial Regulator, Ireland |
| Atlas Invest LLC |
04/02/2005 |
Agencija Za Trg Vrednostnih Papirjev |
| Aurea Negocios, SL (1) |
31/07/2006 |
Comisión Nacional del Mercado de Valores (CNMV), Espagne |
| Aurea Negocios, SL (1) |
06/07/2006 |
| Austrian
Trader AG |
10/03/2004
|
FMA, Finanzmarktaufsicht,
Austria |
| Avatar spa |
01/02/2005 |
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Axis Open Source Corporation (1) |
24/08/2006 |
Finansinspektionen, Sweden |
| Axxess Swiss Trading (1) |
27/12/2006 |
Authority for the Financial Markets, Netherlands |
| Axxess Swiss Corp (1) |
27/12/2006 |
Authority for the Financial Markets, Netherlands |
| Bailey and Bennett Mergers and Acquisitions |
10/03/2005 |
Financial Services Authority, United Kingdom |
| B&G Vermögensberatung GmbH |
08/07/2003 |
Autoriteit Financiële Markten, Netherlands |
| B&G
Vermögensberatung GmbH |
16/10/2001
|
Banking and
Finance Commission, Belgium |
| Baker
& White |
22/07/2004
|
FMA, Finanzmarktaufsicht,
Austria |
| Bank
Comark |
05/08/2003
|
Commission de
surveillance du secteur financier, Luxembourg |
| Banque
Direct Suisse |
14/07/2004
|
Banking, Finance and Insurance Commission, Belgium |
| Barlow & Ramsey (1) |
01/09/2006 |
FMA, Financial Market Authority, Austria |
| Barlow & Ramsey (1) |
12/09/2006 |
Authority for the Financial Markets, Netherlands |
| Barrington Consultants, Inc |
05/02/2001
|
Banking and Finance Commission, Belgium |
| Beckham
Advisors Alliance, SL |
29/11/2004
|
Comisión
Nacional del Mercado de Valores (CNMV), Spain |
| Bell International Asset Management |
14/04/2005 |
Finansinspektionen, Sweden |
| Bell International Asset Management |
25/04/2005 |
Financial Services Authority, United Kingdom |
| Bengoshi & Partners (1) |
09/01/2006 |
Finansinspektionen, Sweden |
| Benson & Raymond Acquisitions (1) |
07/06/2005 |
FMA, Finanzmarktaufsicht, Austria |
| Berater Auto s.r.l. |
04/04/2002 |
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Berkley Wyatt Asset Limited sl (1) |
06/03/2007 |
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Big
T Marketing |
28/06/2004
|
Banking, Finance and Insurance Commission, Belgium |
| Bishop & Parkes Advisory |
06/06/2006 |
Financial Services Authority, United Kingdom |
| Biz
Life Tools Ltd |
14/07/2003
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Blossom Hill Investments (1) |
26/01/2006 |
Financial Services Authority, United Kingdom |
| Bluecrest International Capital Inc.(1) |
28/11/2006 |
Finansinspektionen, Sweden |
| Blue Sky Solutions Inc.(1) |
06/07/2006 |
Finansinspektionen, Sweden |
| Blundell Oliver Ltd (1) |
31/05/2007 |
Authority for Financial Markets, Netherlands |
| BR Consultance Alfaz sl (1) |
02/04/2007 |
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Braun
& Bridgwater Capital Corp. |
05/08/2003
|
Finanstilsynet, Denmark |
| Brentwood Hall |
12/04/2005 |
Financial Services Authority, United Kingdom |
| Brentwood Trust Company (1) |
16/08/2006 |
Finansinspektionen, Sweden |
| Brookfield Partners sl (1) |
06/03/2007 |
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Brown & Lampe US Portfolio Management. Ltd (1) |
09/09/2005 |
FMA, Finanzmarktausfsicht, Austria |
| Brown Friedmann & Co. Ltd (1) |
09/09/2005 |
FMA, Finanzmarktausfsicht, Austria |
| Brubacher & Associates (1) |
04/07/2006 |
Finansinspektionen, Sweden |
| Bryce and Sons Ltd (1) |
05/06/2006 |
Finansinspektionen, Sweden |
| Bryce and Sons Ltd (1) |
21/11/2006 |
Authority for the Financial Markets, Netherlands |
| BTB
Service srl |
23/09/2002
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Cadogan United Securities |
10/05/2006
|
Financial Services Authority, United Kingdom |
| Cambridge Global |
30/04/2003 |
Banking and Finance Commission, Belgium |
| Cambridge
Global Ltd. |
18/02/2003
|
Irish Financial Services Regulatory Authority (IFSRA), Ireland
|
| Cambridge
International srl |
13/08/2002
|
Banking and Finance Commission, Belgium |
| Capital
Intermediate Services SA |
14/02/2002
|
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Capital
Movimiento SL |
15/10/2003
|
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Capital Plus Group |
24/01/2006 |
Autoriteit Financiële Markten, Netherlands |
| Capital
Suisse |
31/10/2001
|
Banking and Finance Commission, Belgium |
| Cap
Mov Asesores Financieros SL |
15/10/2003
|
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Carlton
Birtal Advisory Services SL |
28/10/2003
|
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Carlton
Birtal Financial Advisory SL |
28/10/2003
|
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Carlton
Capital Management Ltd |
28/10/2003
|
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Carlton
Financial Advisory & Intermediary Services |
28/10/2003
|
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Carlton
Financial Advisory & Intermediary Services |
28/10/2003
|
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Carlton Global Management (1) |
06/07/2006 |
Finansinspektionen, Sweden |
| Carlton Marsh Ltd |
05/02/2004
|
Irish Financial Services Regulatory Authority (IFSRA), Ireland |
| Carnegie Advisors |
09/03/2004 |
Banking, Finance and Insurance Commission, Belgium |
| Carnegie Advisors |
16/09/2003 |
Banking and Finance Commission, Belgium |
| Carter
James SL |
20/11/2001
|
Central Bank of Ireland, Ireland |
| Carver Brooks & Associates Ltd |
30/08/2005 |
FMA, Finanzmarktaufsicht, Austria |
| Cassa
di Investimento Immobiliare srl |
24/06/2002
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Castlepeak and Sons Ltd. |
27/07/2006 |
Authority for Financial Markets, Netherlands |
| Catalano Francesco |
03/03/2003 |
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Cathay Asset Management |
15/02/2007
|
Authority for Financial Markets, Netherlands |
| CEEM Central & Eastern European Markets Asset Management AG |
04/02/2005 |
Agencija Za Trg Vrednostnih Papirjev, Slovenia |
| Cepinvest
sa |
18/11/2002
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Certigroup (1) |
27/02/2006 |
Security Market Agency, Slovenia |
| Cerxnet
Europe SL |
27/01/2004
|
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Chabert Asset Management (1) |
07/11/2005 |
Finansinspektionen, Sweden |
| Chamberlin
Management Inc. |
04/12/2001
|
Central Bank of Ireland, Ireland |
| Chapman Butler LLC |
10/05/2006 |
Financial Services Authority, United Kingdom |
| Charles Fleming Co. (1) |
10/10/2005 |
Finansinspektionen, Sweden |
| Charterhouse International Inc Kensington Price Consulting |
05/04/2005 |
Financial Services Authority, United Kingdom |
| Charterhouse Trust Credit Union Ek för (1) |
21/11/2006 |
Finansinspektionen, Sweden |
| Chartwell
Asset Management |
24/09/2002
|
Banking and Finance Commission, Belgium |
| Cheoy Lee Asset Management Asia (1) |
14/09/2005 |
Finansinspektionen, Sweden |
| Chicago
Depository & Title |
29/11/2004
|
Comisión
Nacional del Mercado de Valores (CNMV), Spain |
| Churchill
Marketing and Advisory Services, SL |
25/10/2004
|
Comisión
Nacional del Mercado de Valores (CNMV), Spain |
| Churchill Personnal Investments |
25/10/2004 |
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Cisa Management sl (1) |
06/03/2007
|
Comisión
Nacional del Mercado de Valores (CNMV), Spain |
| Citicap Equity Consultants S.L. |
25/04/2005 |
Financial Services Authority, United Kingdom |
| Clanvale
Securities SA |
28/02/2002
|
Central Bank of Ireland, Ireland |
| Clearing
Services |
06/06/2003
|
Banking and Finance Commission, Belgium |
| Clearing
Services |
08/03/2002
|
Central Bank of Ireland, Ireland |
| Clover
International Advisors |
12/06/2002
|
Central Bank of Ireland, Ireland |
| Cogan
Davies International |
06/08/2002
|
Central Bank of Ireland, Ireland |
| Commodity
& Futures Consulting SL |
13/10/2004
|
Comision Nacional del Mercado de Valores, Spain |
| Consultores
SICRA SL |
13/10/2004
|
Comision Nacional del Mercado de Valores, Spain |
| Cranley
& Associates SL |
28/02/2002
|
Central Bank of Ireland, Ireland |
| Cranley
& Associates SL |
18/12/2001
|
Central Bank of Ireland, Ireland |
| Crown Capital Management Corporation |
05/02/2001
|
Banking and Finance Commission, Belgium |
| Crown Capital Partners Limited |
19/05/2005 |
Authority of the Financial Markets, Netherlands |
| Crown-Euro Trust Investment Bank |
06/02/2004
|
Banking and Finance Commission, Belgium |
| Cupidus.com |
23/01/2003
|
Autoriteit Financiële Markten, Netherlands |
| Currency
Associates |
06/08/2002
|
Central Bank of Ireland, Ireland |
| D. Keffel-Fallahi (1) |
22/11/2006 |
FMA, Finanzmarktaufsicht, Austria |
| Daily report S.A. (1) |
05/12/2006 |
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Delta IMT (1) |
09/03/2006 |
Finanstilsynet, Danemark |
| Delta IMT (1) |
09/01/2006 |
Authority for the Financial Markets, Netherlands |
| Delta Trade Financial Group (1) |
28/04/2006 |
Finansinspektionen, Sweden |
| Denton Mergers & Acquisitions (1) |
03/07/2007 |
Authority of the Financial Markets, Netherlands |
| Deribolsa S.L. (1) |
04/07/2005 |
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Di
Lorenzo Andrea |
28/04/2003
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Digital 1 Media, Inc. (1) |
31/10/2006 |
Finansinspektionen, Sweden |
| Direct Settlements Pte Ltd (1) |
08/05/2007 |
Kredittilsynet, Norway |
| Diversified Capital Management Ltd (1) |
18/10/2006 |
Finansinspektionen, Sweden |
| Diversified Capital Management Ltd (1) |
31/05/2007 |
Authority for the Financial Markets, Netherlands |
| Dragon Securities (1) |
06/09/2005 |
Finansinspektionen, Sweden |
| Drexel
Asset Management |
27/10/2003
|
Autoriteit Financiële Markten, Netherlands |
| Drexel
Asset Management |
28/07/2003
|
Banking and Finance Commission, Belgium |
| Drexel Asset Management |
23/07/2003 |
Commission de surveillance du secteur financier, Luxembourg |
| DSB Singapore Pte (1) |
11/12/2006 |
Finansinspektionen, Sweden |
| Dunleavy Management Ltd (1) |
12/09/2006 |
Finansinspektionen, Sweden |
| E1
Asset Management |
31/08/2004
|
Authority for the Financial Markets (AFM), Netherlands |
| Eagle Star International Group (1) |
23/10/2006 |
Comision Nacional del Mercado de Valores, Spain |
| Eaton Capital Americas (1) |
30/06/2006 |
Finansinspektionen, Sweden |
| Eaton Capital Americas (1) |
02/10/2006 |
Commission de surveillance du secteur financier, Luxembourg |
| Edenville Consultancy, Ltd. (1) |
26/07/2005 |
Finansinspektionen, Sweden |
| Edzell Ventures (1) |
06/12/2006 |
Finansinspektionen, Sweden |
| Elvezia
Investments sa (now FIDI BC sa Auditors and Consultants) |
18/11/2002
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Emerging Equity Group |
13/05/2005 |
Financial Services Authority, United Kingdom |
| Emerson Capital Ltd (1) |
24/08/2006 |
Finansinspektionen, Sweden |
| Emmerson
Bennett |
23/09/2004
|
FMA, Finanzmarktaufsicht, Austria |
| Equitex Trading Ltd |
09/08/2001 |
Central Bank of Ireland, Ireland |
| Esicamo SA |
24/01/2005 |
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Esquela Investments Ltd |
12/04/2005 |
Financial Services Authority, United Kingdom |
| Europaish
Buro Consultant, SL |
27/01/2004
|
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| European
Private Equity Consultants, SL |
25/10/2004
|
Comisión
Nacional del Mercado de Valores (CNMV), Spain |
| European Private Equity Group |
30/08/2005 |
Finansinspektionen, Sweden |
| Europe
Business Center, SL |
27/01/2004
|
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Eurostar
Participations |
20/06/2002
|
Banking and Finance Commission, Belgium |
| Fairchild Pierce |
13/05/2005
|
Financial Services Authority, United Kingdom |
| FBM ag |
23/09/2002 |
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| FIDI
BC sa Auditors and Consultants (former Elvezia Investments SA) |
18/11/2002
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Fielding
Clifford |
24/05/2002
|
Financial Services Authority, United Kingdom |
| Financial Currency Consultants Ltd |
05/04/2002 |
Central Bank of Ireland, Ireland |
| Finaxa Settlements Inc (1) |
12/01/2007
|
Finansinspektionen, Sweden |
| FIP Finanzmarketing GmbH & Co. KG |
21/09/2005 |
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| FIP Finanzmarketing GmbH & Co. KG |
04/04/2002 |
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| First Capital Securities |
05/02/2001
|
Banking and Finance Commission, Belgium |
| First China Corporate Management Group (1) |
21/09/2005 |
Finansinspektionen, Sweden |
| First China Corporate Management Group (1) |
22/11/2006 |
FMA, Finanzmarktaufsicht, Austria |
| First Dominion Capital Corp. (1) |
05/07/2006 |
Finansinspektionen, Sweden |
| First Dominion Capital Corp. (1) |
13/03/2006 |
| First Equis Ltd (1) |
28/03/2007 |
Kredittilsynet, Norway |
| First Swiss Financial Management AG (1) |
18/11/2005 |
Finansinspektionen, Sweden |
| Fitzwilliam Group Limited (1) |
06/12/2006 |
Finansinspektionen, Sweden |
| Fong & Marcus (1) |
07/11/2005 |
Finansinspektionen, Sweden |
| Fordham Financial Management Inc |
12/04/2005 |
Financial Services Authority, United Kingdom |
| Franklin
Management |
06/08/2002
|
Central Bank of Ireland, Ireland |
| Fraser
Lindhardt & Webb |
16/11/2001
|
Financial Services Authority, United Kingdom |
| Friedman Holland & Associates (1) |
01/09/2006 |
Finansinspektionen, Sweden |
| Fusco
Patrizia |
12/08/2002
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Galileo Asset Management SA (1) |
21/09/2006
|
Finansinspektionen, Sweden |
| GC Investment Credit & Trust Ekonomisk Förening (GCICT) (1) |
06/11/2006 |
Finansinspektionen, Sweden |
| Général Finances SPRL |
13/08/2004 |
Banking, Finance and Insurance Commission, Belgium |
| GIG Holdings Ltd (1) |
28/06/2007 |
Hellenic Capital Market Commission, Greece |
| Global Administrative Providers Inc |
10/05/2006 |
Financial Services Authority, United Kingdom |
| Global
Analysis Ltd |
30/03/2001
|
Comisión Nacional del Mercado de Valores, Spain |
| Global Futures Exchange & Trading Co. Inc |
09/02/2005 |
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Global
Investment Group |
16/12/2003
|
Irish Financial Services Regulatory Authority (IFSRA), Ireland
|
| Global Link Mergers & Acquisitions (1) |
25/10/2006 |
Finansinspektionen, Sweden |
| Global Medical Financing (1) |
12/09/2005 |
Finansinspektionen, Sweden |
| Global Mergers and Acquisitions Inc (1) |
31/05/2007 |
Authority for the Financial Markets (AFM), Netherland |
| Global Recovery Alliance, Ltd (1) |
21/09/2006 |
Finansinspektionen, Sweden |
| Globe Invest AG (1) |
07/03/2007 |
Securities Market Agency, Slovenia |
| Globeshare |
24/05/2002
|
Financial Services Authority, United Kingdom |
| GM Services LLC (1) |
07/11/2005 |
Authority for the Financial Markets (AFM), Netherland |
| Godfrey Brooks Investment Advisory (1) |
12/05/2006 |
Financial Regulator, Ireland |
| Gold Coast Investments (1) |
01/02/2007 |
FMA, Financial Market Authority, Austria |
| Goldman Asset Management (GAM) (1) |
09/10/2006 |
Finansinspektionen, Sweden |
| Goldman Taylor Associates(1) |
07/06/2005 |
FMA, Finanzmarktaufsicht, Austria |
| Goldmill Wagner & Associates (1) |
02/10/2006 |
Commission de surveillance du secteur financier, Luxembourg |
| Goodman
Hart Associates |
06/06/2003
|
Banking and Finance Commission, Belgium |
| Goodman Hart Associates |
21/12/2001 |
Banking and Finance Commission, Belgium |
| Grandby Trading Investment Corporation |
14/03/2006 |
Financial Services Authority, United Kingdom |
| Great Basin Scientific, Ltd (1) |
11/12/2006 |
Finansinspektionen, Sweden |
| Great Cities Media, Inc (1) |
14/03/2006 |
Finansinspektionen, Sweden |
| Great Eastern Securities Inc |
02/02/2006
|
Financial Services Authority, United Kingdom |
| Green Cap Financial LLC (1) |
06/07/2006 |
Finansinspektionen, Sweden |
| Greenfield Consulting Ltd (1) |
05/10/2006 |
Finansinspektionen, Sweden |
| Hamilton Marketing |
15/02/2005 |
Agencija Za Trg Vrednostnih Papirjev |
| Hamilton Pierce |
08/06/2006 |
Financial Services Authority, United Kingdom |
| Hanson Group International (1) |
19/01/2007 |
Finansinspektionen, Sweden |
| Harmon Bauer International, Inc. (1) |
12/09/2005 |
Finansinspektionen, Sweden |
| Harrington Advisory Services, sl |
10/03/2003 |
Comisión Nacional del Mercado de Valores, Spain |
| Harrington
Holdings, Inc (1) |
05/07/2006
|
Finansinspektionen, Sweden |
| Hartford Management Group (1) |
20/11/2006 |
Comisión Nacional del Mercado de Valores, Spain |
| Hartman-Benetti & Associates (1) |
24/08/2006 |
Finansinspektionen, Sweden |
| Hasso
P. Nerlich Asset Management |
28/02/2002
|
Commission de Surveillance du Secteur Financier, Luxembourg |
H.B. Capital Partners (1) |
04/09/2006 |
Kredittilsynet, Norway |
H.B. Management (1)
|
01/09/2006 |
Finansinspektionen, Sweden |
| HCG International |
01/02/2006 |
Financial Services Authority, United Kingdom |
| Heritage Financial, Inc. |
25/02/2005 |
Finansinspektionen, Sweden |
| Heritage Mergers & Acquisitions Ltd |
26/01/2006 |
Financial Services Authority, United Kingdom |
| Hibber Bothwell Capital Partners |
11/08/2006 |
Finanstilsynet, Denmark |
| Hibber Bothwell Capital Partners |
22/06/2006 |
Finansinspektionen, Sweden |
| Hirshall Group (1) |
26/01/2006 |
Financial Services Authority, United Kingdom |
| Hojgaard Pierson (1) |
07/11/2005 |
Finanstilsynet, Denmark |
| Hollinger Newcastle Limited (1) |
18/01/2007 |
Finansinspektionen, Sweden |
| H.S.F. IBZ, sl (1) |
23/10/2006 |
Comisión Nacional del Mercado de Valores, Spain |
| Hunter William Associatesl (1) |
11/12/2006 |
Finansinspektionen, Sweden |
| Huntington Asset Management Group (1) |
13/07/2007 |
Financial Regulator, Ireland |
| Ianni
Francesca |
28/04/2003
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| IFGX Mergers and Acquisitions Group (1) |
27/12/2006 |
Authority for the Financial Markets (AFM), Netherland |
| Imperial Quest Ventures Ltd (1) |
30/05/2007 |
Finansinspektionen, Sweden |
| Imperial Trust LLC (1) |
29/11/2006 |
Authority for the Financial Markets (AFM), Netherland |
| Incorporated USA Direct |
14/07/2004 |
Banking, Finance and Insurance Commission, Belgium |
| Indices International Group (1) |
28/06/2007
|
Finansinspektionen, Sweden |
| Inprolinks,
sl |
12/04/2004
|
Comisión
Nacional del Mercado de Valores, Spain |
| Integra Advisor Group (1) |
26/01/2006 |
Financial Services Authority, United Kingdom |
| Inter-FX
Investment Inc. |
08/11/2004
|
Authority for
the Financial Markets (AFM), Netherlands |
| International
Consortium Growth Holdings |
12/06/2002
|
Central Bank of Ireland, Ireland |
| International Equity Advisors Inc. |
07/02/2006 |
Financial Services Authority, United Kingdom |
| International
Equity Consultants, sl |
13/04/2004
|
Comisión Nacional del Mercado de Valores, Spain |
| International Exchange Regulatory Commission |
07/06/2005 |
FMA, Finanzmarktaufsicht, Austria |
| International
Investments Bankers (en abrégé "Invesbankers") |
16/07/2002
|
Banking and Finance Commission, Belgium |
| International Regulatory Commission |
07/06/2005 |
FMA, Finanzmarktaufsicht, Austria |
| International Zurich Gruppe (1) |
21/09/2006 |
Finansinspektionen, Sweden |
| Interveratus
Asset Management |
21/12/2004
|
FMA, Finanzmarktaufsicht,
Austria |
| Jackson
Cole Investments |
03/04/2003
|
Banking and Finance Commission, Belgium |
| Jacob
Stern |
12/08/2004
|
Financial Services Authority, United Kingdom |
| Jameson West |
04/08/2005 |
Finansinspektionen, Sweden |
| Jameson West Associates (1) |
06/12/2005 |
Authority for the Financial Markets (AFM), Netherlands |
| Jefferson
Management |
23/12/2003
|
Commission de surveillance du secteur financier, Luxembourg |
| Jefferson
Management Group |
16/12/2003
|
Irish Financial Services Regulatory Authority (IFSRA), Ireland
|
| JFS Credit Union Ekonomisk Förening (1) |
07/02/2007 |
Finansinspektionen, Sweden |
| J. Lo Trading Corp. (1) |
09/01/2006 |
Finanstilsynet, Denmark |
| JP Stuart and Associates |
10/02/2006 |
Financial Services Authority, United Kingdom |
| JP
Turner & Company LLC |
01/12/2003
|
Commission de surveillance du secteur financier, Luxembourg |
| JP
Turner & Company LLC |
08/03/2002
|
Central Bank of Ireland, Ireland |
| JP
Turner & Company LLC |
30/05/2001
|
Banking and Finance Commission, Belgium |
| JP
Turner & Company LLC |
25/05/2001
|
Central Bank of Ireland, Ireland |
| JP Turner & Company LLC |
16/03/2001 |
Stichting Toezicht Effectenverkeer, Netherlands |
| JS Knight & Co Ltd (1) |
05/09/2006 |
Financial Services Authority, United Kingdom |
| Jupiter Advisory (1) |
01/09/2006
|
Financial Regulator, Ireland |
| Kaikatsu Group |
24/08/2005 |
FMA, Finanzmarktaufsicht, Austria |
| Kavanaugh |
14/03/2006 |
Financial Services Authority, United Kingdom |
| KB Panama (1) |
31/05/2007 |
Authority for the Financial Markets (AFM), Netherlands |
| KBC International Bank SA |
02/08/2005 |
Commission bancaire, financière et des assurances, Belgium |
| Kennedy Investments Ltd |
07/10/2003 |
Banking and Finance Commission, Belgium |
| Kennedy & Lang Limited (1) |
18/01/2007 |
Finansinspektionen, Sweden |
| Kent Financial Advisors Inc |
02/03/2006
|
Financial Services Authority, United Kingdom |
| Kingsleystone (1) |
17/01/2007 |
Finansinspektionen, Sweden |
| Kintalia
spa |
11/02/2002
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Kirkland Group Associates (1) |
06/02/2006 |
Finansinspektionen, Sweden |
| Kirkland Group Associates (1) |
16/03/2006 |
Authority for the Financial Markets (AFM), Netherlands |
| Kline
Management Group |
13/09/2002
|
Banking and Finance Commission, Belgium |
| Kline Management Group |
11/09/2002 |
Central Bank of Ireland, Ireland |
| KLM Law Associates (1) |
05/10/2006 |
Finansinspektionen, Sweden |
| Knightsbridge Wealth Management AG (1) |
06/12/2006 |
Finansinspektionen, Sweden |
| Knowl, Brew and Zimmer (1) |
29/06/2007
|
Finansinspektionen, Sweden |
| KS Asset Management AG |
04/02/2005 |
Agencija Za Trg Vrednostnih Papirjev, Slovenia |
| KS Asset Management Schweiz AG |
04/02/2005 |
Agencija Za Trg Vrednostnih Papirjev, Slovenia |
| Lakewood Securities Inc. (1) |
24/08/2006 |
Finansinspektionen, Suède |
| Landmark Trade Services Ltd |
13/05/2005 |
Financial Services Authority, United Kingdom |
| Leberman
Steine Inc. |
06/05/2004
|
Autoriteit Financiële Markten, Netherlands |
| Lee & Ching Associates (1) |
09/01/2006 |
Finansinspektionen, Sweden |
| Legend Merchant Group Inc. (1) |
25/04/2005 |
Financial Services Authority, United Kingdom |
| Legend Merchant Group Inc. (1) |
02/03/2006 |
Autoriteit Financiële Markten, Netherlands |
| Lenox International LLP (1) |
22/09/2005 |
Finansinspektionen, Sweden |
| Liberty Asset Management (1) |
10/10/2006 |
Finansinspektionen, Sweden |
| Liberty Capital International Ltd |
05/02/2001
|
Banking and Finance Commission, Belgium |
| Liberty
First Advisory Services SA |
18/10/2004
|
Comision Nacional del Mercado de Valores, Spain |
| Link Mergers & Acquisitions (1) |
04/07/2006 |
Finansinspektionen, Sweden |
| Link Mergers & Acquisitions (1) |
02/10/2006 |
Commission de surveillance du secteur financier, Luxembourg |
| Livingstone
Asset Management |
10/03/2003
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Livingstone
Asset Management |
15/10/2002
|
Central Bank of Ireland, Ireland |
| Livingstone
Asset Management |
30/09/2002
|
Banking and Finance Commission, Belgium |
| Lloyd Brown Investments, Inc. |
06/12/2006 |
Finansinspektionen, Sweden |
| Lloyd Stanley |
10/05/2006 |
Financial Services Authority, United Kingdom |
| Lloyds
and Associates Ltd |
12/06/2002
|
Central Bank of Ireland, Ireland |
Lohman Brokers (1)
|
02/05/2007 |
Authority for the Financial Markets, Netherlands |
Lolli Luca
|
09/06/2003 |
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
Lombard Smith & Co (1)
|
09/10/2006 |
Finansinspektionen, Sweden |
Lowe & Lane Asset Management (1)
|
27/09/2006
|
Finansinspektionen, Sweden |
| Macc Group / Maccfx / Macc Forex /(1) |
24/07/2006 |
Authority for the Financial Markets, Netherlands |
|
10/02/2006 |
Financial Services Authority, United Kingdom |
|
27/06/2006 |
Malta Financial Services Authority, Malta |
|
|
03/12/2003
|
Comisión Nacional del Mercado de Valores (CNMV), Spain |
Marshall Eastman Advisory (1) |
26/01/2006 |
Financial Services Authority, United Kingdom |
Marshall Lambert Group |
01/02/2006 |
Financial Services Authority, United Kingdom |
Marshall Stanwick
|
10/05/2006 |
Financial Services Authority, United Kingdom |
| Mason Ross Investments Ltd |
27/10/2006 |
Securitites Market Agency, Slovenia |
| Mason
Talt. & Montgomery Inc |
25/05/2001
|
Central Bank of Ireland, Ireland |
| Maynard Maclain Trading Company/ Maynard Maclain Ltd. / Maynard Maclain Fx, Inc (1) |
28/08/2006 |
Authority for the Financial Market, Netherlands |
| Maxwell & Goldstein (1) |
19/01/2007 |
Finansinspektionen, Sweden |
| McKenzie Rosenthal & Associates (1) |
13/01/2006 |
Banking, Finance and Insurance Commission, Belgium |
| McKenzie Rosenthal & Associates (1) |
15/02/2006 |
Finanstilsynet, Denmark |
| Medical
Research Associates Venture Capital Fund |
18/12/2001
|
Central Bank of Ireland, Ireland |
| Mercantilebanc Inc |
24/05/2002 |
Financial Services Authority, United Kingdom |
| Mercantile Sterling Management |
13/05/2005
|
Financial Services Authority, United Kingdom |
| Mercury Global Ltd (1) |
09/09/2005 |
Finansinspektionen, Sweden |
| Merkater Business Company (1) |
17/07/2007 |
Authority for the Financial Markets, Netherlands |
| Midland Partners Ltd |
20/11/2001 |
Central Bank of Ireland, Ireland |
| Millenia Strategies (1) |
03/07/2006
|
Finansinspektionen, Sweden |
| Millenium Business Services, sl |
21/03/2005 |
Comisión Nacional del Mercado de Valores, Spain |
| Millenium
Business Services, sl |
10/03/2003
|
| Millennium
Financial Ltd |
12/06/2002
|
Central Bank of Ireland, Ireland |
| Millennium
Financial Ltd |
24/05/2002
|
Financial Services Authority, United Kingdom |
| Millennium
Financial Ltd |
24/04/2002
|
Banking and Finance Commission, Belgium |
| Molgar Brokers, sl |
21/03/2005 |
Comisión Nacional del Mercado de Valores, Spain |
| Momentum
Consultants |
09/03/2004
|
Banking, Finance and Insurance Commission, Belgium |
| Montgomery
International Ltd |
04/12/2001
|
Central Bank of Ireland, Ireland |
| Morgan Franklin International (1) |
12/06/2007 |
Kredittilsynet, Norway |
| Morgan Hurst |
10/05/2006 |
Financial Services Authority, United Kingdom |
| Morgan
International Investment Group Inc. |
23/11/2001
|
Commission de Surveillance du Secteur Financier, Luxembourg |
| Morgan Lynch (1) |
26/07/2005 |
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Morgan
Paris |
06/06/2003
|
Banking and Finance Commission, Belgium |
| Morgan
Paris & Company |
06/08/2002
|
Central Bank of Ireland, Ireland |
| Morgan Paris & Company |
08/03/2002 |
Central Bank of Ireland, Ireland |
| Morgan
Philips Advisory |
14/03/2006
|
Financial Services Authority, United Kingdom |
| Morgan
Young |
16/07/2002
|
Banking and Finance Commission, Belgium |
| Morisson
Cross Financial Investments Ltd |
28/02/2002
|
Central Bank of Ireland, Ireland |
| Morisson Cross Financial Services Ltd |
05/02/2001 |
Banking and Finance Commission, Belgium |
| Morisson Douglas |
06/06/2006 |
Financial Services Authority, United Kingdom |
| Morley Thompson Inc. (1) |
26/10/2006 |
Finansinspektionen, Sweden |
| Morton management, S.L. (1) |
28/12/2006 |
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Morton management, S.L. (1) |
22/02/2006 |
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Murdoch Finch Associates |
08/06/2006 |
Financial Services Authority, United Kingdom |
| Murrayfield Investment Management,S.L. (1) |
22/02/2006
|
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Nation
Capital Group |
13/12/2004
|
Irish Financial
Services Regulatory Authority (IFSRA), Ireland |
| Nationwide Merger & Acquisition (1) |
07/06/2005 |
FMA, Finanzmarktaufsicht, Austria |
| Nelson Financial Group (1) |
31/10/2006 |
Finansinspektionen, Sweden |
| New World Financial (1) |
01/09/2006 |
FMA, Financial Market Authority, Austria |
| New World Financial Europe S.L. (1) |
28/08/2006 |
Authority for Financial Markets, Netherlands |
| New World Financial Europe S.L. (1) |
18/04/2006 |
Comisión Nacional del Mercado de Valores, Spain |
| Nexus Futures |
13/05/2005 |
Financial Services Authority, United Kingdom |
| Nicolai
Paolo |
14/07/2003
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Nishimurama Mergers and Acquisitions (1) |
13/04/2006 |
Authority for the Financial Markets (Netherlands) |
| Noble Investments and Securities SL(1) |
29/07/2005 |
Financial Services Authority, United Kingdom |
| Norbert Associates (1) |
31/10/2006 |
Authority for the Financial Markets, Netherlands |
| Novantae Capital Holdings (1) |
03/05/2006 |
Hellenic Capital Market Commission, Greece |
| Novantae Capital Holdings (1) |
14/12/2006 |
Financial Market Authority, Austria |
| Novis
Partners |
22/07/2004
|
FMA, Finanzmarktaufsicht, Austria |
| Oakmont Financial Mergers(1) |
07/06/2005 |
FMA, Finanzmarktaufsicht, Austria |
| Oakmont International LLC (1) |
06/07/2005 |
Financial Services Authority, United Kingdom |
| Ocean International Marketing BV |
23/01/2003 |
Autoriteit Financiële Markten, Netherlands |
| Ocfda (Offshore Commodity Futures Dealers Association) (1) |
10/01/2007 |
Banking, Finance and Insurance Commission, Belgium |
| Omega Financial Services |
03/03/2006
|
Financial Services Authority, United Kingdom |
| Opm Trust & Consult SA |
18/11/2002 |
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Ormond Commodities (1) |
06/07/2007
|
Kredittilsynet, Norway |
| Pacific
Federal SA |
24/05/2002
|
Financial Services Authority, United Kingdom |
| P
& A Voilis SA |
02/09/2004
|
Capital Market
Commission, Greece |
| Pacific
Federal SA |
26/10/2001
|
Banking and Finance Commission, Belgium |
| Pearlstar Corporation (PSTR) (1) |
01/09/2006 |
Finansinspektionen, Sweden |
| Pearson
Clarke LLP |
25/02/2004
|
Irish Financial Services Regulatory Authority (IFSRA), Ireland |
| Pegasus Ventures (1) |
16/03/2007 |
Finanstilsynet, Denmark |
| Peghini Sergio |
12/08/2002 |
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Pension
and Investment Shop, sl |
10/03/2002
|
Comisión Nacional del Mercado de Valores, Spain |
| Pembridge
Group |
25/05/2001
|
Central Bank of Ireland, Ireland |
| Perpetual Suisse |
07/02/2006
|
Financial Services Authority, United Kingdom |
| Phoenix Alliance International |
24/08/2005 |
FMA, Finanzmarktaufsicht, Austria |
| Phoenix Kapitaldienst GmbH |
14/03/2005 |
Bundesanstalt für den Finanzdienstleistungsaufsicht (BAFin), Germany |
| Pierce
Watters & Associates Consulting Ltd |
11/09/2002
|
Central Bank of Ireland, Ireland |
Polazzi Giovanni
|
09/06/2003 |
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
Polson and Strong
|
05/04/2005
|
Financial Services Authority, United Kingdom |
| Portman Manaheim Group |
07/03/2006 |
Financial Services Authority, United Kingdom |
| Portman West financial Services Inc. (1) |
01/03/2006 |
Finansinspektionen, Sweden |
| Powers
Booth Ltd |
28/02/2002
|
Central Bank of Ireland, Ireland |
| Premier Asset Management (1) |
09/01/2006 |
Finansinspektionen, Sweden |
| Premier Asset Management LLC) |
14/03/2006 |
Financial Services Authority, United Kingdom |
| Premier
Equities Ltd |
24/05/2002
|
Financial Services Authority, United Kingdom |
| Prescott Fitzgerald (1) |
12/09/2006 |
Finansinspektionen, Sweden |
| Prestige Mergers and Acquisitions Corp. (1) |
15/06/2006 |
Authority for the Financial Markets (AFM), Netherlands |
| Prestige Mergers and Acquisitions Corp. (1) |
09/01/2006 |
Finansinspektionen, Sweden |
| Preston Wainwright Asset Management (1) |
26/01/2006 |
Financial Services Authority, United Kingdom |
| Price Stone Group SL (1) |
20/11/2006 |
Comisión Nacional del Mercado de Valores, Spain |
| Prime
Pacific Holdings Ltd |
18/02/2003
|
Central Bank of Ireland, Ireland |
| Prime
Pacific Holdings Ltd |
11/12/2002
|
Central Bank of Ireland, Ireland |
| Prime
Pacific Holdings Ltd |
11/09/2002
|
Central Bank of Ireland, Ireland |
| Private Commercial Office Inc. (1) |
22/11/2006 |
FMA, Finanzmarktaufsicht, Austria |
| Private
Fiduciary Trust GmbH |
15/12/2004
|
FMA, Finanzmarktaufsicht,
Austria |
| Professional Capital Management Pte Ltd |
05/02/2004
|
Irish Financial Services Regulatory Authority (IFSRA), Ireland |
| Professional
Market Brokerage (PMB) Inc. |
07/01/2002
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
|
Quantex
Inc.
|
11/03/2003
|
Banking and Finance Commission, Belgium |
| Radisson Venture Capital |
14/03/2006 |
Financial Services Authority, United Kingdom |
| Recoletos
Servicios de Asesoria, sl |
03/03/2002
|
Comisión Nacional del Mercado de Valores, Spain |
| Refco
Inc. |
07/01/2002
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Rementon & Fitzgerald |
17/12/2003 |
Banking and Finance Commission, Belgium |
| Remington
York Ltd (1) |
06/03/2007
|
Comisión Nacional del Mercado de Valores, Spain |
| Reynold Brown Associates (1) |
29/06/2006 |
Finansinspektionen, Sweden |
| Reynold Brown Associates (1) |
08/12/2006 |
Authority for the Financial Markets (Netherlands) |
| Reynold Brown Associates (1) |
26/01/2007 |
FMA, Financial Market Authority, Austria |
| Rheinisch
Westfälische Grundbesitz AG |
24/04/2002
|
Banking and Finance Commission, Belgium |
| Richmond Royce Advisory Services, sl |
21/03/2005 |
Comisión Nacional del Mercado de Valores, Spain |
| Ritland Group Pte, Ltd (1) |
21/09/2006 |
Finansinspektionen, Sweden |
| Riverside MG (1) |
21/09/2006 |
Finansinspektionen, Sweden |
| Royal
Cambridge Securities Corp. |
15/03/2002
|
Central Bank of Ireland, Ireland |
| SBI International Law Associates Mergers & Acquisitions (1) |
03/07/2006 |
Finansinspektionen, Sweden |
| Scandinavian Broker's House s.r.o.(1) |
06/07/2007 |
Kredittilsynet, Norway |
| Scorpion Performance Inc. (1) |
28/04/2006 |
Finansinspektionen, Sweden |
| Seed
International Ltd |
23/01/2003
|
Autoriteit Financiële Markten, Netherlands |
| Select Capital Management Corporation (1) |
01/03/2006 |
Autoriteit Financiële Markten, Netherlands |
| Select Capital Management Corporation (1) |
09/01/2006 |
Finansinspektionen, Sweden |
| Sentinel Trading Investment Corporation (1) |
31/10/2006 |
Finansinspektionen, Sweden |
| Shooting
Star Investment Fund NV |
10/06/2002
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Siegar Private Limited (1) |
26/01/2006 |
Financial Services Authority, United Kingdom |
| Signature Consulting Ltd.(1) |
06/07/2006 |
Finansinspektionen, Sweden |
| Silicon Valley Financial Incorporated (1) |
17/11/2006 |
Finansinspektionen, Sweden |
| Silverstone Management, sl |
21/03/2005 |
Comisión Nacional del Mercado de Valores, Spain |
| Silverstone Management, sl (1) |
05/04/2006 |
Authority for the Financial Markets (AFM), Netherlands |
| Silverthorne and Chambers Inc (1) |
14/06/2006 |
Finansinspektionen, Sweden |
| Simon Eastwood Asset Management |
07/02/2006 |
Financial Services Authority, United Kingdom |
| Sirius Financial (1) |
31/10/2006 |
Kredittilsynet, Norway |
| Sirius Financial (1) |
14/12/2006 |
Financial Market Authority, Austria |
| Sirius Holdings (1) |
05/10/2006 |
Kredittilsynet, Norway |
| Sirius Holdings (1) |
20/12/2006 |
Finanstilsynet, Denmark |
| Smallxchange.com |
28/01/2002
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Smallxchange.com |
22/10/2001
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Soros
Holland |
09/07/2004
|
Banking, Finance and Insurance Commission, Belgium |
| Southern Cross Mergers and Acquisitions (1) |
01/09/2006 |
Finansinspektionen, Sweden |
| Standard Provident international, sl (1) |
22/02/2006 |
Comisión Nacional del Mercado de Valores, Spain |
| Standard Wealth Management Corp (1) |
21/09/2006 |
Finansinspektionen, Sweden |
| Standford long |
10/05/2006 |
Financial Services Authority, United Kingdom |
| Stein Fitzgerald Associates (1) |
25/08/2005 |
Financial Services Authority, United Kingdom |
| Stein Fitzgerald Associates (1) |
14/06/2006 |
Banking, Finance and Insurance Commission, Belgium |
| Stein Morgan International |
24/05/2002 |
Financial Services Authority, United Kingdom |
| Steinman Brooks & Associates (1) |
23/10/2006 |
Finansinspektionen, Sweden |
| Stephenson Moore Consulting |
10/05/2006
|
Financial Services Authority, United Kingdom |
| St George Europe, sl (1) |
22/02/2006 |
Comisión Nacional del Mercado de Valores, Spain |
| Stockon (1) |
28/04/2006 |
Finansinspektionen, Sweden |
| Stockon Group (1) |
26/07/2005 |
Autoriteit Financiële Markten, Netherlands |
| Stockton s.r.o. (1) |
28/08/2006 |
Authority for Financial Markets, Netherlands |
| Stonewell Finance (1) |
23/06/2006 |
Financial Regulator,Ireland |
| Stonewell Finance (1) |
11/05/2006 |
Finansinspektionen, Sweden |
| Strategic Capital Partners Portfolio Management AG (1) |
11/12/2006 |
Finansinspektionen, Sweden |
| Strategic Capital Partners Portfolio Management AG (1) |
02/03/2007 |
Securities Market Agency, Slovenia |
| Stratford Advisory Services(1) |
22/02/2006 |
Comisión Nacional del Mercado de Valores, Spain |
| Stratford Advisory Services(1) |
06/07/2005 |
Financial Services Authority, United Kingdom |
| Strike Servicios y asesoramiento , sl |
21/03/2005 |
Comisión Nacional del Mercado de Valores, Spain |
| Summit Capital Management (1) |
13/07/2007 |
Kredittilsynet, Norway |
| Swiss Invest, Ltd (1) |
22/03/2006 |
Security Market Agency, Slovenia |
| Tana
Corum |
26/02/2004
|
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Tanaka Securities (1) |
08/05/2007 |
Kredittilsynet, Norway |
| Tavistock Capital Markets (1) |
28/06/2007 |
Finansinspektionen, Sweden |
| Taylor King & Associates |
27/02/2006 |
Financial Services Authority, United Kingdom |
| TGF Management Services Ltd. (1) |
24/07/2006 |
Authority for Financial Markets, Netherlands |
| Thatcher & Thatcher Ltd (1) |
18/01/2007 |
Finansinspektionen, Sweden |
| The Roth Group GmbH |
12/04/2005 |
Financial Services Authority, United Kingdom |
| Tomas linz Transfer Agency (1) |
09/01/2006 |
FMA, Finanzmarktaufsicht, Austria |
| Toros Group(1) |
25/11/2005 |
Finansinspektionen, Sweden |
| Tradelinx Securities Group/Tradelinx Investments Ltd |
13/05/2005 |
Financial Services Authority, United Kingdom |
| Trading
Line SRL |
07/01/2002
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| Trafol |
01/07/2002
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
|
21/03/2006 |
Authority for the Financial Markets (AFM), Netherlands |
|
15/12/2003 |
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Trident Market Advisers |
16/11/2001 |
Financial Services Authority, United Kingdom |
| Trinity Ventures (1) |
10/04/2007 |
Finanstilsynet, Denmark |
| Trust Group International (1) |
11/12/2006 |
Finansinspektionen, Sweden |
| Trust Real Estate Investment Group LLC (1) |
11/12/2006
|
Finansinspektionen, Sweden |
| Unified Investment Group Inc. |
02/03/2006 |
Financial Services Authority, United Kingdom |
| Unispar Universal Sparkasse Ekonomisk Förening (1) |
07/02/2007 |
Finansinspektionen, Sweden |
| United Royale Immobilien Verwaltung, SL |
27/01/2004 |
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Universal Mercantile Building Society EF (1) |
31/01/2007 |
Finansinspektionen, Sweden |
| Universal Networks Inc. (1) |
14/03/2006 |
Finansinspektionen, Sweden |
| USL, Universal Savings & Loan Bank (1) |
13/06/2006
|
Finansinspektionen, Sweden |
|
Vanrold
Investments Ltd
|
07/02/2001
|
Banking and Finance Commission, Belgium |
| VCI
Private Banking |
28/06/2002
|
Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy |
| VC
Private Management Ltd |
16/11/2004
|
Finansinspektionen,
Sweden |
| Venta Capital Private Management Group Ltd (1) |
30/05/2006 |
Authority for the Financial Markets (AFM), Netherlands |
| Via Management Group SA |
05/04/2002 |
Central Bank of Ireland, Ireland |
| VIP Bronze (1) |
26/07/2005 |
Comisión Nacional del Mercado de Valores (CNMV), Spain |
| Voyager Investment Management (1) |
01/09/2006 |
Finansinspektionen, Sweden |
| Walden & Associates (1) |
21/02/2007 |
FMA, Financial Market Authority, Austria |
| Wall Street Direct (1) |
06/10/2006 |
Finansinspektionen, Sweden |
| Warner Beck Inc., Ltd. |
18/05/2005 |
Finanstilsynet, Denmark |
| Warner Beck Inc., Ltd. (1) |
05/07/2005 |
Autoriteit Financiële Markten, Netherlands |
| Wedgewood
Aquisitions |
18/02/2002
|
Banking and Finance Commission, Belgium |
| Wellington Duke & Associates |
08/06/2006 |
Financial Services Authority, United Kingdom |
| Wellington mergers & Acquisitions (1) |
16/05/2007 |
Kredittilsynet, Norway |
| Wells
International Investments Ltd |
28/03/2003
|
Central Bank of Ireland, Ireland |
| Westminster Market Research & Management (1) |
17/11/2006 |
Finansinspektionen, Sweden |
| West
Shore Ventures Ltd |
24/05/2002
|
Financial Services Authority, United Kingdom |
| Whitman Lloyds & Associates Mergers & Acquisitions (1) |
22/02/2006 |
Finansinspektionen, Sweden |
| Whitman Pearce & Partners (1) |
02/10/2006 |
Commission de Surveillance du Secteur Financier, Luxembourg |
| Williams Group, Financial Services (1) |
31/10/2006 |
Finansinspektionen, Sweden |
| Willmont
Partners SL |
20/05/2003
|
Banking and Finance Commission, Belgium |
| Wiranda Development (1) |
09/01/2006 |
Finansinspektionen, Sweden |
| Wisa
Beratung GmbH |
30/07/2004
|
Banking, Finance and Insurance Commission, Belgium |
| Wood & Sheldon (1) |
09/01/2006 |
Financial Regulator , Ireland |
| World
Investment & Trading Group Inc |
02/08/2001
|
Stichting Toezicht Effectenverkeer, Netherlands |
| World Management International (1) |
28/06/2007 |
Hellenic Capital Market Commission, Greece |
| World
Trade Financial Corporation |
24/05/2002
|
Financial Services Authority, United Kingdom |
| Zen Investment |
15/02/2006 |
Financial Services Authority, United Kingdom |
| Zooley Services Ltd |
05/02/2001 |
Banking and Finance Commission, Belgium |
| 1911DIRECT Sparkasse Ekonomisk Förening (1) |
27/11/2006
|
Finansinspektionen, Sweden |