The warnings in this section have been issued by regulatory authorities which, like the AMF, are members of the Committee of European Securities Regulators (CESR). They are arranged in alphabetical order. Those originating from non French speaking countries are published either in English or in Spanish.

 

A - B - C - D - E - F - G - H - I - L - J - K - L - M - N - O - P - Q - R - S - T - U - V - W - Z

Company, product or activity	Date	Regulator
Aberdeen Langley	12/08/2004	Financial Services Authority, United Kingdom
ACPM Consulting Group (1)	20/06/2006	FMA, Financial Market Authority, Austria
Administraciones Temple Bar sl (1)	06/03/2007	Comisión Nacional del Mercado de Valores (CNMV), Spain
ADV Advantage sa - Global Asset Management	28/02/2002	Commission de Surveillance du Secteur Financier, Luxembourg
Advantage IEC	18/04/2005	Financial Services Authority, United Kingdom
AIM Warrants España SA	15/10/2003	Comisión Nacional del Mercado de Valores (CNMV), Spain
Aims World Asset & Investment Management Services (1)	12/09/2006	Finansinspektionen, Sweden
Albag Geselshaft für allgemeine Finanzierungsberatung Gmbh	04/02/2005	Agencija Za Trg Vrednostnih Papirjev, Slovenia
Alberich Gerhard Securities Worldwide(Aka AG Securities)	10/05/2006	Financial Services Authority, United Kingdom
Alexander Rothko and Associates Ltd	24/01/2005	Comisión Nacional del Mercado de Valores (CNMV), Spain
Ainsley Consulting SL	20/05/2003	Banking and Finance Commission, Belgium
Allied Capital Services Inc.	02/11/2001	Central Bank of Ireland, Ireland
Allied Champ Investments (1)	02/10/2006	Commission de Surveillance du Secteur Financier, Luxembourg
Allied International Investment Ltd	24/05/2002	Financial Services Authority, United Kingdom
Alpha Management	18/02/2002	Banking and Finance Commission, Belgium
Alternative Investment Markets SL	15/10/2003	Comisión Nacional del Mercado de Valores (CNMV), Spain
Alv Group (1)	12/09/2006	Finansinspektionen, Sweden
Amtrade International Partners Inc	06/06/2003	Banking and Finance Commission, Belgium
Anderson Goldberg, sl	22/07/2004	FMA, Finanzmarktaufsicht, Austria
Anderson Goldberg, sl	11/05/2004	Comisión Nacional del Mercado de Valores (CNMV), Spain
Anglo Swiss Consulting	14/03/2006	Financial Services Authority, United Kingdom
Apex Management Ltd	09/09/2005	Finansinspektionen, Sweden
Apex Opportunity Fund Ltd	09/09/2005	Finansinspektionen, Sweden
ARCFIN Group	08/06/2006	Financial Services Authority, United Kingdom
Armstrong Group	17/11/2004	Autoriteit Financiële Markten, Pays-Bas
Ashton Lewis Group (1)	21/11/2006	Finansinspektionen, Sweden
Ashton Trading (1)	14/03/2006	Finansinspektionen, Sweden
Ashton Trading (1)	17/04/2007	Authority for the Financial Markets, Netherlands
Aspen Payne Consulting (1)	04/09/2006	Finansinspektionen, Sweden
Asprey Group LLP (1)	01/02/2006	Finansinspektionen, Sweden
Assinfi Class SL	19/05/2003	Comisión Nacional del Mercado de Valores (CNMV), Spain
Aston Rowe Consulting Inc	02/02/2006	Financial Services Authority, United Kingdom
Atlantic Capital Management (1)	16/08/2006	Financial Regulator, Ireland
Atlas Invest LLC	04/02/2005	Agencija Za Trg Vrednostnih Papirjev
Aurea Negocios, SL (1)	31/07/2006	Comisión Nacional del Mercado de Valores (CNMV), Espagne
Aurea Negocios, SL (1)	06/07/2006
Austrian Trader AG	10/03/2004	FMA, Finanzmarktaufsicht, Austria
Avatar spa	01/02/2005	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Axis Open Source Corporation (1)	24/08/2006	Finansinspektionen, Sweden
Axxess Swiss Trading (1)	27/12/2006	Authority for the Financial Markets, Netherlands
Axxess Swiss Corp (1)	27/12/2006	Authority for the Financial Markets, Netherlands
Bailey and Bennett Mergers and Acquisitions	10/03/2005	Financial Services Authority, United Kingdom
B&G Vermögensberatung GmbH	08/07/2003	Autoriteit Financiële Markten, Netherlands
B&G Vermögensberatung GmbH	16/10/2001	Banking and Finance Commission, Belgium
Baker & White	22/07/2004	FMA, Finanzmarktaufsicht, Austria
Bank Comark	05/08/2003	Commission de surveillance du secteur financier, Luxembourg
Banque Direct Suisse	14/07/2004	Banking, Finance and Insurance Commission, Belgium
Barlow & Ramsey (1)	01/09/2006	FMA, Financial Market Authority, Austria
Barlow & Ramsey (1)	12/09/2006	Authority for the Financial Markets, Netherlands
Barrington Consultants, Inc	05/02/2001	Banking and Finance Commission, Belgium
Beckham Advisors Alliance, SL	29/11/2004	Comisión Nacional del Mercado de Valores (CNMV), Spain
Bell International Asset Management	14/04/2005	Finansinspektionen, Sweden
Bell International Asset Management	25/04/2005	Financial Services Authority, United Kingdom
Bengoshi & Partners (1)	09/01/2006	Finansinspektionen, Sweden
Benson & Raymond Acquisitions (1)	07/06/2005	FMA, Finanzmarktaufsicht, Austria
Berater Auto s.r.l.	04/04/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Berkley Wyatt Asset Limited sl (1)	06/03/2007	Comisión Nacional del Mercado de Valores (CNMV), Spain
Big T Marketing	28/06/2004	Banking, Finance and Insurance Commission, Belgium
Bishop & Parkes Advisory	06/06/2006	Financial Services Authority, United Kingdom
Biz Life Tools Ltd	14/07/2003	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Blossom Hill Investments (1)	26/01/2006	Financial Services Authority, United Kingdom
Bluecrest International Capital Inc.(1)	28/11/2006	Finansinspektionen, Sweden
Blue Sky Solutions Inc.(1)	06/07/2006	Finansinspektionen, Sweden
Blundell Oliver Ltd (1)	31/05/2007	Authority for Financial Markets, Netherlands
BR Consultance Alfaz sl (1)	02/04/2007	Comisión Nacional del Mercado de Valores (CNMV), Spain
Braun & Bridgwater Capital Corp.	05/08/2003	Finanstilsynet, Denmark
Brentwood Hall	12/04/2005	Financial Services Authority, United Kingdom
Brentwood Trust Company (1)	16/08/2006	Finansinspektionen, Sweden
Brookfield Partners sl (1)	06/03/2007	Comisión Nacional del Mercado de Valores (CNMV), Spain
Brown & Lampe US Portfolio Management. Ltd (1)	09/09/2005	FMA, Finanzmarktausfsicht, Austria
Brown Friedmann & Co. Ltd (1)	09/09/2005	FMA, Finanzmarktausfsicht, Austria
Brubacher & Associates (1)	04/07/2006	Finansinspektionen, Sweden
Bryce and Sons Ltd (1)	05/06/2006	Finansinspektionen, Sweden
Bryce and Sons Ltd (1)	21/11/2006	Authority for the Financial Markets, Netherlands
BTB Service srl	23/09/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Cadogan United Securities	10/05/2006	Financial Services Authority, United Kingdom
Cambridge Global	30/04/2003	Banking and Finance Commission, Belgium
Cambridge Global Ltd.	18/02/2003	Irish Financial Services Regulatory Authority (IFSRA), Ireland
Cambridge International srl	13/08/2002	Banking and Finance Commission, Belgium
Capital Intermediate Services SA	14/02/2002	Comisión Nacional del Mercado de Valores (CNMV), Spain
Capital Movimiento SL	15/10/2003	Comisión Nacional del Mercado de Valores (CNMV), Spain
Capital Plus Group	24/01/2006	Autoriteit Financiële Markten, Netherlands
Capital Suisse	31/10/2001	Banking and Finance Commission, Belgium
Cap Mov Asesores Financieros SL	15/10/2003	Comisión Nacional del Mercado de Valores (CNMV), Spain
Carlton Birtal Advisory Services SL	28/10/2003	Comisión Nacional del Mercado de Valores (CNMV), Spain
Carlton Birtal Financial Advisory SL	28/10/2003	Comisión Nacional del Mercado de Valores (CNMV), Spain
Carlton Capital Management Ltd	28/10/2003	Comisión Nacional del Mercado de Valores (CNMV), Spain
Carlton Financial Advisory & Intermediary Services	28/10/2003	Comisión Nacional del Mercado de Valores (CNMV), Spain
Carlton Financial Advisory & Intermediary Services	28/10/2003	Comisión Nacional del Mercado de Valores (CNMV), Spain
Carlton Global Management (1)	06/07/2006	Finansinspektionen, Sweden
Carlton Marsh Ltd	05/02/2004	Irish Financial Services Regulatory Authority (IFSRA), Ireland
Carnegie Advisors	09/03/2004	Banking, Finance and Insurance Commission, Belgium
Carnegie Advisors	16/09/2003	Banking and Finance Commission, Belgium
Carter James SL	20/11/2001	Central Bank of Ireland, Ireland
Carver Brooks & Associates Ltd	30/08/2005	FMA, Finanzmarktaufsicht, Austria
Cassa di Investimento Immobiliare srl	24/06/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Castlepeak and Sons Ltd.	27/07/2006	Authority for Financial Markets, Netherlands
Catalano Francesco	03/03/2003	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Cathay Asset Management	15/02/2007	Authority for Financial Markets, Netherlands
CEEM Central & Eastern European Markets Asset Management AG	04/02/2005	Agencija Za Trg Vrednostnih Papirjev, Slovenia
Cepinvest sa	18/11/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Certigroup (1)	27/02/2006	Security Market Agency, Slovenia
Cerxnet Europe SL	27/01/2004	Comisión Nacional del Mercado de Valores (CNMV), Spain
Chabert Asset Management (1)	07/11/2005	Finansinspektionen, Sweden
Chamberlin Management Inc.	04/12/2001	Central Bank of Ireland, Ireland
Chapman Butler LLC	10/05/2006	Financial Services Authority, United Kingdom
Charles Fleming Co. (1)	10/10/2005	Finansinspektionen, Sweden
Charterhouse International Inc Kensington Price Consulting	05/04/2005	Financial Services Authority, United Kingdom
Charterhouse Trust Credit Union Ek för (1)	21/11/2006	Finansinspektionen, Sweden
Chartwell Asset Management	24/09/2002	Banking and Finance Commission, Belgium
Cheoy Lee Asset Management Asia (1)	14/09/2005	Finansinspektionen, Sweden
Chicago Depository & Title	29/11/2004	Comisión Nacional del Mercado de Valores (CNMV), Spain
Churchill Marketing and Advisory Services, SL	25/10/2004	Comisión Nacional del Mercado de Valores (CNMV), Spain
Churchill Personnal Investments	25/10/2004	Comisión Nacional del Mercado de Valores (CNMV), Spain
Cisa Management sl (1)	06/03/2007	Comisión Nacional del Mercado de Valores (CNMV), Spain
Citicap Equity Consultants S.L.	25/04/2005	Financial Services Authority, United Kingdom
Clanvale Securities SA	28/02/2002	Central Bank of Ireland, Ireland
Clearing Services	06/06/2003	Banking and Finance Commission, Belgium
Clearing Services	08/03/2002	Central Bank of Ireland, Ireland
Clover International Advisors	12/06/2002	Central Bank of Ireland, Ireland
Cogan Davies International	06/08/2002	Central Bank of Ireland, Ireland
Commodity & Futures Consulting SL	13/10/2004	Comision Nacional del Mercado de Valores, Spain
Consultores SICRA SL	13/10/2004	Comision Nacional del Mercado de Valores, Spain
Cranley & Associates SL	28/02/2002	Central Bank of Ireland, Ireland
Cranley & Associates SL	18/12/2001	Central Bank of Ireland, Ireland
Crown Capital Management Corporation	05/02/2001	Banking and Finance Commission, Belgium
Crown Capital Partners Limited	19/05/2005	Authority of the Financial Markets, Netherlands
Crown-Euro Trust Investment Bank	06/02/2004	Banking and Finance Commission, Belgium
Cupidus.com	23/01/2003	Autoriteit Financiële Markten, Netherlands
Currency Associates	06/08/2002	Central Bank of Ireland, Ireland
D. Keffel-Fallahi (1)	22/11/2006	FMA, Finanzmarktaufsicht, Austria
Daily report S.A. (1)	05/12/2006	Comisión Nacional del Mercado de Valores (CNMV), Spain
Delta IMT (1)	09/03/2006	Finanstilsynet, Danemark
Delta IMT (1)	09/01/2006	Authority for the Financial Markets, Netherlands
Delta Trade Financial Group (1)	28/04/2006	Finansinspektionen, Sweden
Denton Mergers & Acquisitions (1)	03/07/2007	Authority of the Financial Markets, Netherlands
Deribolsa S.L. (1)	04/07/2005	Comisión Nacional del Mercado de Valores (CNMV), Spain
Di Lorenzo Andrea	28/04/2003	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Digital 1 Media, Inc. (1)	31/10/2006	Finansinspektionen, Sweden
Direct Settlements Pte Ltd (1)	08/05/2007	Kredittilsynet, Norway
Diversified Capital Management Ltd (1)	18/10/2006	Finansinspektionen, Sweden
Diversified Capital Management Ltd (1)	31/05/2007	Authority for the Financial Markets, Netherlands
Dragon Securities (1)	06/09/2005	Finansinspektionen, Sweden
Drexel Asset Management	27/10/2003	Autoriteit Financiële Markten, Netherlands
Drexel Asset Management	28/07/2003	Banking and Finance Commission, Belgium
Drexel Asset Management	23/07/2003	Commission de surveillance du secteur financier, Luxembourg
DSB Singapore Pte (1)	11/12/2006	Finansinspektionen, Sweden
Dunleavy Management Ltd (1)	12/09/2006	Finansinspektionen, Sweden
E1 Asset Management	31/08/2004	Authority for the Financial Markets (AFM), Netherlands
Eagle Star International Group (1)	23/10/2006	Comision Nacional del Mercado de Valores, Spain
Eaton Capital Americas (1)	30/06/2006	Finansinspektionen, Sweden
Eaton Capital Americas (1)	02/10/2006	Commission de surveillance du secteur financier, Luxembourg
Edenville Consultancy, Ltd. (1)	26/07/2005	Finansinspektionen, Sweden
Edzell Ventures (1)	06/12/2006	Finansinspektionen, Sweden
Elvezia Investments sa (now FIDI BC sa Auditors and Consultants)	18/11/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Emerging Equity Group	13/05/2005	Financial Services Authority, United Kingdom
Emerson Capital Ltd (1)	24/08/2006	Finansinspektionen, Sweden
Emmerson Bennett	23/09/2004	FMA, Finanzmarktaufsicht, Austria
Equitex Trading Ltd	09/08/2001	Central Bank of Ireland, Ireland
Esicamo SA	24/01/2005	Comisión Nacional del Mercado de Valores (CNMV), Spain
Esquela Investments Ltd	12/04/2005	Financial Services Authority, United Kingdom
Europaish Buro Consultant, SL	27/01/2004	Comisión Nacional del Mercado de Valores (CNMV), Spain
European Private Equity Consultants, SL	25/10/2004	Comisión Nacional del Mercado de Valores (CNMV), Spain
European Private Equity Group	30/08/2005	Finansinspektionen, Sweden
Europe Business Center, SL	27/01/2004	Comisión Nacional del Mercado de Valores (CNMV), Spain
Eurostar Participations	20/06/2002	Banking and Finance Commission, Belgium
Fairchild Pierce	13/05/2005	Financial Services Authority, United Kingdom
FBM ag	23/09/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
FIDI BC sa Auditors and Consultants (former Elvezia Investments SA)	18/11/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Fielding Clifford	24/05/2002	Financial Services Authority, United Kingdom
Financial Currency Consultants Ltd	05/04/2002	Central Bank of Ireland, Ireland
Finaxa Settlements Inc (1)	12/01/2007	Finansinspektionen, Sweden
FIP Finanzmarketing GmbH & Co. KG	21/09/2005	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
FIP Finanzmarketing GmbH & Co. KG	04/04/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
First Capital Securities	05/02/2001	Banking and Finance Commission, Belgium
First China Corporate Management Group (1)	21/09/2005	Finansinspektionen, Sweden
First China Corporate Management Group (1)	22/11/2006	FMA, Finanzmarktaufsicht, Austria
First Dominion Capital Corp. (1)	05/07/2006	Finansinspektionen, Sweden
First Dominion Capital Corp. (1)	13/03/2006
First Equis Ltd (1)	28/03/2007	Kredittilsynet, Norway
First Swiss Financial Management AG (1)	18/11/2005	Finansinspektionen, Sweden
Fitzwilliam Group Limited (1)	06/12/2006	Finansinspektionen, Sweden
Fong & Marcus (1)	07/11/2005	Finansinspektionen, Sweden
Fordham Financial Management Inc	12/04/2005	Financial Services Authority, United Kingdom
Franklin Management	06/08/2002	Central Bank of Ireland, Ireland
Fraser Lindhardt & Webb	16/11/2001	Financial Services Authority, United Kingdom
Friedman Holland & Associates (1)	01/09/2006	Finansinspektionen, Sweden
Fusco Patrizia	12/08/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Galileo Asset Management SA (1)	21/09/2006	Finansinspektionen, Sweden
GC Investment Credit & Trust Ekonomisk Förening (GCICT) (1)	06/11/2006	Finansinspektionen, Sweden
Général Finances SPRL	13/08/2004	Banking, Finance and Insurance Commission, Belgium
GIG Holdings Ltd (1)	28/06/2007	Hellenic Capital Market Commission, Greece
Global Administrative Providers Inc	10/05/2006	Financial Services Authority, United Kingdom
Global Analysis Ltd	30/03/2001	Comisión Nacional del Mercado de Valores, Spain
Global Futures Exchange & Trading Co. Inc	09/02/2005	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Global Investment Group	16/12/2003	Irish Financial Services Regulatory Authority (IFSRA), Ireland
Global Link Mergers & Acquisitions (1)	25/10/2006	Finansinspektionen, Sweden
Global Medical Financing (1)	12/09/2005	Finansinspektionen, Sweden
Global Mergers and Acquisitions Inc (1)	31/05/2007	Authority for the Financial Markets (AFM), Netherland
Global Recovery Alliance, Ltd (1)	21/09/2006	Finansinspektionen, Sweden
Globe Invest AG (1)	07/03/2007	Securities Market Agency, Slovenia
Globeshare	24/05/2002	Financial Services Authority, United Kingdom
GM Services LLC (1)	07/11/2005	Authority for the Financial Markets (AFM), Netherland
Godfrey Brooks Investment Advisory (1)	12/05/2006	Financial Regulator, Ireland
Gold Coast Investments (1)	01/02/2007	FMA, Financial Market Authority, Austria
Goldman Asset Management (GAM) (1)	09/10/2006	Finansinspektionen, Sweden
Goldman Taylor Associates(1)	07/06/2005	FMA, Finanzmarktaufsicht, Austria
Goldmill Wagner & Associates (1)	02/10/2006	Commission de surveillance du secteur financier, Luxembourg
Goodman Hart Associates	06/06/2003	Banking and Finance Commission, Belgium
Goodman Hart Associates	21/12/2001	Banking and Finance Commission, Belgium
Grandby Trading Investment Corporation	14/03/2006	Financial Services Authority, United Kingdom
Great Basin Scientific, Ltd (1)	11/12/2006	Finansinspektionen, Sweden
Great Cities Media, Inc (1)	14/03/2006	Finansinspektionen, Sweden
Great Eastern Securities Inc	02/02/2006	Financial Services Authority, United Kingdom
Green Cap Financial LLC (1)	06/07/2006	Finansinspektionen, Sweden
Greenfield Consulting Ltd (1)	05/10/2006	Finansinspektionen, Sweden
Hamilton Marketing	15/02/2005	Agencija Za Trg Vrednostnih Papirjev
Hamilton Pierce	08/06/2006	Financial Services Authority, United Kingdom
Hanson Group International (1)	19/01/2007	Finansinspektionen, Sweden
Harmon Bauer International, Inc. (1)	12/09/2005	Finansinspektionen, Sweden
Harrington Advisory Services, sl	10/03/2003	Comisión Nacional del Mercado de Valores, Spain
Harrington Holdings, Inc (1)	05/07/2006	Finansinspektionen, Sweden
Hartford Management Group (1)	20/11/2006	Comisión Nacional del Mercado de Valores, Spain
Hartman-Benetti & Associates (1)	24/08/2006	Finansinspektionen, Sweden
Hasso P. Nerlich Asset Management	28/02/2002	Commission de Surveillance du Secteur Financier, Luxembourg
H.B. Capital Partners (1)	04/09/2006	Kredittilsynet, Norway
H.B. Management (1)	01/09/2006	Finansinspektionen, Sweden
HCG International	01/02/2006	Financial Services Authority, United Kingdom
Heritage Financial, Inc.	25/02/2005	Finansinspektionen, Sweden
Heritage Mergers & Acquisitions Ltd	26/01/2006	Financial Services Authority, United Kingdom
Hibber Bothwell Capital Partners	11/08/2006	Finanstilsynet, Denmark
Hibber Bothwell Capital Partners	22/06/2006	Finansinspektionen, Sweden
Hirshall Group (1)	26/01/2006	Financial Services Authority, United Kingdom
Hojgaard Pierson (1)	07/11/2005	Finanstilsynet, Denmark
Hollinger Newcastle Limited (1)	18/01/2007	Finansinspektionen, Sweden
H.S.F. IBZ, sl (1)	23/10/2006	Comisión Nacional del Mercado de Valores, Spain
Hunter William Associatesl (1)	11/12/2006	Finansinspektionen, Sweden
Huntington Asset Management Group (1)	13/07/2007	Financial Regulator, Ireland
Ianni Francesca	28/04/2003	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
IFGX Mergers and Acquisitions Group (1)	27/12/2006	Authority for the Financial Markets (AFM), Netherland
Imperial Quest Ventures Ltd (1)	30/05/2007	Finansinspektionen, Sweden
Imperial Trust LLC (1)	29/11/2006	Authority for the Financial Markets (AFM), Netherland
Incorporated USA Direct	14/07/2004	Banking, Finance and Insurance Commission, Belgium
Indices International Group (1)	28/06/2007	Finansinspektionen, Sweden
Inprolinks, sl	12/04/2004	Comisión Nacional del Mercado de Valores, Spain
Integra Advisor Group (1)	26/01/2006	Financial Services Authority, United Kingdom
Inter-FX Investment Inc.	08/11/2004	Authority for the Financial Markets (AFM), Netherlands
International Consortium Growth Holdings	12/06/2002	Central Bank of Ireland, Ireland
International Equity Advisors Inc.	07/02/2006	Financial Services Authority, United Kingdom
International Equity Consultants, sl	13/04/2004	Comisión Nacional del Mercado de Valores, Spain
International Exchange Regulatory Commission	07/06/2005	FMA, Finanzmarktaufsicht, Austria
International Investments Bankers (en abrégé "Invesbankers")	16/07/2002	Banking and Finance Commission, Belgium
International Regulatory Commission	07/06/2005	FMA, Finanzmarktaufsicht, Austria
International Zurich Gruppe (1)	21/09/2006	Finansinspektionen, Sweden
Interveratus Asset Management	21/12/2004	FMA, Finanzmarktaufsicht, Austria
Jackson Cole Investments	03/04/2003	Banking and Finance Commission, Belgium
Jacob Stern	12/08/2004	Financial Services Authority, United Kingdom
Jameson West	04/08/2005	Finansinspektionen, Sweden
Jameson West Associates (1)	06/12/2005	Authority for the Financial Markets (AFM), Netherlands
Jefferson Management	23/12/2003	Commission de surveillance du secteur financier, Luxembourg
Jefferson Management Group	16/12/2003	Irish Financial Services Regulatory Authority (IFSRA), Ireland
JFS Credit Union Ekonomisk Förening (1)	07/02/2007	Finansinspektionen, Sweden
J. Lo Trading Corp. (1)	09/01/2006	Finanstilsynet, Denmark
JP Stuart and Associates	10/02/2006	Financial Services Authority, United Kingdom
JP Turner & Company LLC	01/12/2003	Commission de surveillance du secteur financier, Luxembourg
JP Turner & Company LLC	08/03/2002	Central Bank of Ireland, Ireland
JP Turner & Company LLC	30/05/2001	Banking and Finance Commission, Belgium
JP Turner & Company LLC	25/05/2001	Central Bank of Ireland, Ireland
JP Turner & Company LLC	16/03/2001	Stichting Toezicht Effectenverkeer, Netherlands
JS Knight & Co Ltd (1)	05/09/2006	Financial Services Authority, United Kingdom
Jupiter Advisory (1)	01/09/2006	Financial Regulator, Ireland
Kaikatsu Group	24/08/2005	FMA, Finanzmarktaufsicht, Austria
Kavanaugh	14/03/2006	Financial Services Authority, United Kingdom
KB Panama (1)	31/05/2007	Authority for the Financial Markets (AFM), Netherlands
KBC International Bank SA	02/08/2005	Commission bancaire, financière et des assurances, Belgium
Kennedy Investments Ltd	07/10/2003	Banking and Finance Commission, Belgium
Kennedy & Lang Limited (1)	18/01/2007	Finansinspektionen, Sweden
Kent Financial Advisors Inc	02/03/2006	Financial Services Authority, United Kingdom
Kingsleystone (1)	17/01/2007	Finansinspektionen, Sweden
Kintalia spa	11/02/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Kirkland Group Associates (1)	06/02/2006	Finansinspektionen, Sweden
Kirkland Group Associates (1)	16/03/2006	Authority for the Financial Markets (AFM), Netherlands
Kline Management Group	13/09/2002	Banking and Finance Commission, Belgium
Kline Management Group	11/09/2002	Central Bank of Ireland, Ireland
KLM Law Associates (1)	05/10/2006	Finansinspektionen, Sweden
Knightsbridge Wealth Management AG (1)	06/12/2006	Finansinspektionen, Sweden
Knowl, Brew and Zimmer (1)	29/06/2007	Finansinspektionen, Sweden
KS Asset Management AG	04/02/2005	Agencija Za Trg Vrednostnih Papirjev, Slovenia
KS Asset Management Schweiz AG	04/02/2005	Agencija Za Trg Vrednostnih Papirjev, Slovenia
Lakewood Securities Inc. (1)	24/08/2006	Finansinspektionen, Suède
Landmark Trade Services Ltd	13/05/2005	Financial Services Authority, United Kingdom
Leberman Steine Inc.	06/05/2004	Autoriteit Financiële Markten, Netherlands
Lee & Ching Associates (1)	09/01/2006	Finansinspektionen, Sweden
Legend Merchant Group Inc. (1)	25/04/2005	Financial Services Authority, United Kingdom
Legend Merchant Group Inc. (1)	02/03/2006	Autoriteit Financiële Markten, Netherlands
Lenox International LLP (1)	22/09/2005	Finansinspektionen, Sweden
Liberty Asset Management (1)	10/10/2006	Finansinspektionen, Sweden
Liberty Capital International Ltd	05/02/2001	Banking and Finance Commission, Belgium
Liberty First Advisory Services SA	18/10/2004	Comision Nacional del Mercado de Valores, Spain
Link Mergers & Acquisitions (1)	04/07/2006	Finansinspektionen, Sweden
Link Mergers & Acquisitions (1)	02/10/2006	Commission de surveillance du secteur financier, Luxembourg
Livingstone Asset Management	10/03/2003	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Livingstone Asset Management	15/10/2002	Central Bank of Ireland, Ireland
Livingstone Asset Management	30/09/2002	Banking and Finance Commission, Belgium
Lloyd Brown Investments, Inc.	06/12/2006	Finansinspektionen, Sweden
Lloyd Stanley	10/05/2006	Financial Services Authority, United Kingdom
Lloyds and Associates Ltd	12/06/2002	Central Bank of Ireland, Ireland
Lohman Brokers (1)	02/05/2007	Authority for the Financial Markets, Netherlands
Lolli Luca	09/06/2003	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Lombard Smith & Co (1)	09/10/2006	Finansinspektionen, Sweden
Lowe & Lane Asset Management (1)	27/09/2006	Finansinspektionen, Sweden
Macc Group / Maccfx / Macc Forex /(1)	24/07/2006	Authority for the Financial Markets, Netherlands
Madison & Silver Asset Management Inc.	10/02/2006	Financial Services Authority, United Kingdom
Malta International Art Fund Ltd	27/06/2006	Malta Financial Services Authority, Malta
Marbellasecurities.com	03/12/2003	Comisión Nacional del Mercado de Valores (CNMV), Spain
Marshall Eastman Advisory (1)	26/01/2006	Financial Services Authority, United Kingdom
Marshall Lambert Group	01/02/2006	Financial Services Authority, United Kingdom
Marshall Stanwick	10/05/2006	Financial Services Authority, United Kingdom
Mason Ross Investments Ltd	27/10/2006	Securitites Market Agency, Slovenia
Mason Talt. & Montgomery Inc	25/05/2001	Central Bank of Ireland, Ireland
Maynard Maclain Trading Company/ Maynard Maclain Ltd. / Maynard Maclain Fx, Inc (1)	28/08/2006	Authority for the Financial Market, Netherlands
Maxwell & Goldstein (1)	19/01/2007	Finansinspektionen, Sweden
McKenzie Rosenthal & Associates (1)	13/01/2006	Banking, Finance and Insurance Commission, Belgium
McKenzie Rosenthal & Associates (1)	15/02/2006	Finanstilsynet, Denmark
Medical Research Associates Venture Capital Fund	18/12/2001	Central Bank of Ireland, Ireland
Mercantilebanc Inc	24/05/2002	Financial Services Authority, United Kingdom
Mercantile Sterling Management	13/05/2005	Financial Services Authority, United Kingdom
Mercury Global Ltd (1)	09/09/2005	Finansinspektionen, Sweden
Merkater Business Company (1)	17/07/2007	Authority for the Financial Markets, Netherlands
Midland Partners Ltd	20/11/2001	Central Bank of Ireland, Ireland
Millenia Strategies (1)	03/07/2006	Finansinspektionen, Sweden
Millenium Business Services, sl	21/03/2005	Comisión Nacional del Mercado de Valores, Spain
Millenium Business Services, sl	10/03/2003
Millennium Financial Ltd	12/06/2002	Central Bank of Ireland, Ireland
Millennium Financial Ltd	24/05/2002	Financial Services Authority, United Kingdom
Millennium Financial Ltd	24/04/2002	Banking and Finance Commission, Belgium
Molgar Brokers, sl	21/03/2005	Comisión Nacional del Mercado de Valores, Spain
Momentum Consultants	09/03/2004	Banking, Finance and Insurance Commission, Belgium
Montgomery International Ltd	04/12/2001	Central Bank of Ireland, Ireland
Morgan Franklin International (1)	12/06/2007	Kredittilsynet, Norway
Morgan Hurst	10/05/2006	Financial Services Authority, United Kingdom
Morgan International Investment Group Inc.	23/11/2001	Commission de Surveillance du Secteur Financier, Luxembourg
Morgan Lynch (1)	26/07/2005	Comisión Nacional del Mercado de Valores (CNMV), Spain
Morgan Paris	06/06/2003	Banking and Finance Commission, Belgium
Morgan Paris & Company	06/08/2002	Central Bank of Ireland, Ireland
Morgan Paris & Company	08/03/2002	Central Bank of Ireland, Ireland
Morgan Philips Advisory	14/03/2006	Financial Services Authority, United Kingdom
Morgan Young	16/07/2002	Banking and Finance Commission, Belgium
Morisson Cross Financial Investments Ltd	28/02/2002	Central Bank of Ireland, Ireland
Morisson Cross Financial Services Ltd	05/02/2001	Banking and Finance Commission, Belgium
Morisson Douglas	06/06/2006	Financial Services Authority, United Kingdom
Morley Thompson Inc. (1)	26/10/2006	Finansinspektionen, Sweden
Morton management, S.L. (1)	28/12/2006	Comisión Nacional del Mercado de Valores (CNMV), Spain
Morton management, S.L. (1)	22/02/2006	Comisión Nacional del Mercado de Valores (CNMV), Spain
Murdoch Finch Associates	08/06/2006	Financial Services Authority, United Kingdom
Murrayfield Investment Management,S.L. (1)	22/02/2006	Comisión Nacional del Mercado de Valores (CNMV), Spain
Nation Capital Group	13/12/2004	Irish Financial Services Regulatory Authority (IFSRA), Ireland
Nationwide Merger & Acquisition (1)	07/06/2005	FMA, Finanzmarktaufsicht, Austria
Nelson Financial Group (1)	31/10/2006	Finansinspektionen, Sweden
New World Financial (1)	01/09/2006	FMA, Financial Market Authority, Austria
New World Financial Europe S.L. (1)	28/08/2006	Authority for Financial Markets, Netherlands
New World Financial Europe S.L. (1)	18/04/2006	Comisión Nacional del Mercado de Valores, Spain
Nexus Futures	13/05/2005	Financial Services Authority, United Kingdom
Nicolai Paolo	14/07/2003	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Nishimurama Mergers and Acquisitions (1)	13/04/2006	Authority for the Financial Markets (Netherlands)
Noble Investments and Securities SL(1)	29/07/2005	Financial Services Authority, United Kingdom
Norbert Associates (1)	31/10/2006	Authority for the Financial Markets, Netherlands
Novantae Capital Holdings (1)	03/05/2006	Hellenic Capital Market Commission, Greece
Novantae Capital Holdings (1)	14/12/2006	Financial Market Authority, Austria
Novis Partners	22/07/2004	FMA, Finanzmarktaufsicht, Austria
Oakmont Financial Mergers(1)	07/06/2005	FMA, Finanzmarktaufsicht, Austria
Oakmont International LLC (1)	06/07/2005	Financial Services Authority, United Kingdom
Ocean International Marketing BV	23/01/2003	Autoriteit Financiële Markten, Netherlands
Ocfda (Offshore Commodity Futures Dealers Association) (1)	10/01/2007	Banking, Finance and Insurance Commission, Belgium
Omega Financial Services	03/03/2006	Financial Services Authority, United Kingdom
Opm Trust & Consult SA	18/11/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Ormond Commodities (1)	06/07/2007	Kredittilsynet, Norway
Pacific Federal SA	24/05/2002	Financial Services Authority, United Kingdom
P & A Voilis SA	02/09/2004	Capital Market Commission, Greece
Pacific Federal SA	26/10/2001	Banking and Finance Commission, Belgium
Pearlstar Corporation (PSTR) (1)	01/09/2006	Finansinspektionen, Sweden
Pearson Clarke LLP	25/02/2004	Irish Financial Services Regulatory Authority (IFSRA), Ireland
Pegasus Ventures (1)	16/03/2007	Finanstilsynet, Denmark
Peghini Sergio	12/08/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Pension and Investment Shop, sl	10/03/2002	Comisión Nacional del Mercado de Valores, Spain
Pembridge Group	25/05/2001	Central Bank of Ireland, Ireland
Perpetual Suisse	07/02/2006	Financial Services Authority, United Kingdom
Phoenix Alliance International	24/08/2005	FMA, Finanzmarktaufsicht, Austria
Phoenix Kapitaldienst GmbH	14/03/2005	Bundesanstalt für den Finanzdienstleistungsaufsicht (BAFin), Germany
Pierce Watters & Associates Consulting Ltd	11/09/2002	Central Bank of Ireland, Ireland
Polazzi Giovanni	09/06/2003	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Polson and Strong	05/04/2005	Financial Services Authority, United Kingdom
Portman Manaheim Group	07/03/2006	Financial Services Authority, United Kingdom
Portman West financial Services Inc. (1)	01/03/2006	Finansinspektionen, Sweden
Powers Booth Ltd	28/02/2002	Central Bank of Ireland, Ireland
Premier Asset Management (1)	09/01/2006	Finansinspektionen, Sweden
Premier Asset Management LLC)	14/03/2006	Financial Services Authority, United Kingdom
Premier Equities Ltd	24/05/2002	Financial Services Authority, United Kingdom
Prescott Fitzgerald (1)	12/09/2006	Finansinspektionen, Sweden
Prestige Mergers and Acquisitions Corp. (1)	15/06/2006	Authority for the Financial Markets (AFM), Netherlands
Prestige Mergers and Acquisitions Corp. (1)	09/01/2006	Finansinspektionen, Sweden
Preston Wainwright Asset Management (1)	26/01/2006	Financial Services Authority, United Kingdom
Price Stone Group SL (1)	20/11/2006	Comisión Nacional del Mercado de Valores, Spain
Prime Pacific Holdings Ltd	18/02/2003	Central Bank of Ireland, Ireland
Prime Pacific Holdings Ltd	11/12/2002	Central Bank of Ireland, Ireland
Prime Pacific Holdings Ltd	11/09/2002	Central Bank of Ireland, Ireland
Private Commercial Office Inc. (1)	22/11/2006	FMA, Finanzmarktaufsicht, Austria
Private Fiduciary Trust GmbH	15/12/2004	FMA, Finanzmarktaufsicht, Austria
Professional Capital Management Pte Ltd	05/02/2004	Irish Financial Services Regulatory Authority (IFSRA), Ireland
Professional Market Brokerage (PMB) Inc.	07/01/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Quantex Inc.	11/03/2003	Banking and Finance Commission, Belgium
Radisson Venture Capital	14/03/2006	Financial Services Authority, United Kingdom
Recoletos Servicios de Asesoria, sl	03/03/2002	Comisión Nacional del Mercado de Valores, Spain
Refco Inc.	07/01/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Rementon & Fitzgerald	17/12/2003	Banking and Finance Commission, Belgium
Remington York Ltd (1)	06/03/2007	Comisión Nacional del Mercado de Valores, Spain
Reynold Brown Associates (1)	29/06/2006	Finansinspektionen, Sweden
Reynold Brown Associates (1)	08/12/2006	Authority for the Financial Markets (Netherlands)
Reynold Brown Associates (1)	26/01/2007	FMA, Financial Market Authority, Austria
Rheinisch Westfälische Grundbesitz AG	24/04/2002	Banking and Finance Commission, Belgium
Richmond Royce Advisory Services, sl	21/03/2005	Comisión Nacional del Mercado de Valores, Spain
Ritland Group Pte, Ltd (1)	21/09/2006	Finansinspektionen, Sweden
Riverside MG (1)	21/09/2006	Finansinspektionen, Sweden
Royal Cambridge Securities Corp.	15/03/2002	Central Bank of Ireland, Ireland
SBI International Law Associates Mergers & Acquisitions (1)	03/07/2006	Finansinspektionen, Sweden
Scandinavian Broker's House s.r.o.(1)	06/07/2007	Kredittilsynet, Norway
Scorpion Performance Inc. (1)	28/04/2006	Finansinspektionen, Sweden
Seed International Ltd	23/01/2003	Autoriteit Financiële Markten, Netherlands
Select Capital Management Corporation (1)	01/03/2006	Autoriteit Financiële Markten, Netherlands
Select Capital Management Corporation (1)	09/01/2006	Finansinspektionen, Sweden
Sentinel Trading Investment Corporation (1)	31/10/2006	Finansinspektionen, Sweden
Shooting Star Investment Fund NV	10/06/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Siegar Private Limited (1)	26/01/2006	Financial Services Authority, United Kingdom
Signature Consulting Ltd.(1)	06/07/2006	Finansinspektionen, Sweden
Silicon Valley Financial Incorporated (1)	17/11/2006	Finansinspektionen, Sweden
Silverstone Management, sl	21/03/2005	Comisión Nacional del Mercado de Valores, Spain
Silverstone Management, sl (1)	05/04/2006	Authority for the Financial Markets (AFM), Netherlands
Silverthorne and Chambers Inc (1)	14/06/2006	Finansinspektionen, Sweden
Simon Eastwood Asset Management	07/02/2006	Financial Services Authority, United Kingdom
Sirius Financial (1)	31/10/2006	Kredittilsynet, Norway
Sirius Financial (1)	14/12/2006	Financial Market Authority, Austria
Sirius Holdings (1)	05/10/2006	Kredittilsynet, Norway
Sirius Holdings (1)	20/12/2006	Finanstilsynet, Denmark
Smallxchange.com	28/01/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Smallxchange.com	22/10/2001	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Soros Holland	09/07/2004	Banking, Finance and Insurance Commission, Belgium
Southern Cross Mergers and Acquisitions (1)	01/09/2006	Finansinspektionen, Sweden
Standard Provident international, sl (1)	22/02/2006	Comisión Nacional del Mercado de Valores, Spain
Standard Wealth Management Corp (1)	21/09/2006	Finansinspektionen, Sweden
Standford long	10/05/2006	Financial Services Authority, United Kingdom
Stein Fitzgerald Associates (1)	25/08/2005	Financial Services Authority, United Kingdom
Stein Fitzgerald Associates (1)	14/06/2006	Banking, Finance and Insurance Commission, Belgium
Stein Morgan International	24/05/2002	Financial Services Authority, United Kingdom
Steinman Brooks & Associates (1)	23/10/2006	Finansinspektionen, Sweden
Stephenson Moore Consulting	10/05/2006	Financial Services Authority, United Kingdom
St George Europe, sl (1)	22/02/2006	Comisión Nacional del Mercado de Valores, Spain
Stockon (1)	28/04/2006	Finansinspektionen, Sweden
Stockon Group (1)	26/07/2005	Autoriteit Financiële Markten, Netherlands
Stockton s.r.o. (1)	28/08/2006	Authority for Financial Markets, Netherlands
Stonewell Finance (1)	23/06/2006	Financial Regulator,Ireland
Stonewell Finance (1)	11/05/2006	Finansinspektionen, Sweden
Strategic Capital Partners Portfolio Management AG (1)	11/12/2006	Finansinspektionen, Sweden
Strategic Capital Partners Portfolio Management AG (1)	02/03/2007	Securities Market Agency, Slovenia
Stratford Advisory Services(1)	22/02/2006	Comisión Nacional del Mercado de Valores, Spain
Stratford Advisory Services(1)	06/07/2005	Financial Services Authority, United Kingdom
Strike Servicios y asesoramiento , sl	21/03/2005	Comisión Nacional del Mercado de Valores, Spain
Summit Capital Management (1)	13/07/2007	Kredittilsynet, Norway
Swiss Invest, Ltd (1)	22/03/2006	Security Market Agency, Slovenia
Tana Corum	26/02/2004	Comisión Nacional del Mercado de Valores (CNMV), Spain
Tanaka Securities (1)	08/05/2007	Kredittilsynet, Norway
Tavistock Capital Markets (1)	28/06/2007	Finansinspektionen, Sweden
Taylor King & Associates	27/02/2006	Financial Services Authority, United Kingdom
TGF Management Services Ltd. (1)	24/07/2006	Authority for Financial Markets, Netherlands
Thatcher & Thatcher Ltd (1)	18/01/2007	Finansinspektionen, Sweden
The Roth Group GmbH	12/04/2005	Financial Services Authority, United Kingdom
Tomas linz Transfer Agency (1)	09/01/2006	FMA, Finanzmarktaufsicht, Austria
Toros Group(1)	25/11/2005	Finansinspektionen, Sweden
Tradelinx Securities Group/Tradelinx Investments Ltd	13/05/2005	Financial Services Authority, United Kingdom
Trading Line SRL	07/01/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Trafol	01/07/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
Trenton Hassel Investment, Ltd (1)	21/03/2006	Authority for the Financial Markets (AFM), Netherlands
Tresaderns & Partners SL	15/12/2003	Comisión Nacional del Mercado de Valores (CNMV), Spain
Trident Market Advisers	16/11/2001	Financial Services Authority, United Kingdom
Trinity Ventures (1)	10/04/2007	Finanstilsynet, Denmark
Trust Group International (1)	11/12/2006	Finansinspektionen, Sweden
Trust Real Estate Investment Group LLC (1)	11/12/2006	Finansinspektionen, Sweden
Unified Investment Group Inc.	02/03/2006	Financial Services Authority, United Kingdom
Unispar Universal Sparkasse Ekonomisk Förening (1)	07/02/2007	Finansinspektionen, Sweden
United Royale Immobilien Verwaltung, SL	27/01/2004	Comisión Nacional del Mercado de Valores (CNMV), Spain
Universal Mercantile Building Society EF (1)	31/01/2007	Finansinspektionen, Sweden
Universal Networks Inc. (1)	14/03/2006	Finansinspektionen, Sweden
USL, Universal Savings & Loan Bank (1)	13/06/2006	Finansinspektionen, Sweden
Vanrold Investments Ltd	07/02/2001	Banking and Finance Commission, Belgium
VCI Private Banking	28/06/2002	Commissione Nazionale per le Societa' e le Borsa (CONSOB), Italy
VC Private Management Ltd	16/11/2004	Finansinspektionen, Sweden
Venta Capital Private Management Group Ltd (1)	30/05/2006	Authority for the Financial Markets (AFM), Netherlands
Via Management Group SA	05/04/2002	Central Bank of Ireland, Ireland
VIP Bronze (1)	26/07/2005	Comisión Nacional del Mercado de Valores (CNMV), Spain
Voyager Investment Management (1)	01/09/2006	Finansinspektionen, Sweden
Walden & Associates (1)	21/02/2007	FMA, Financial Market Authority, Austria
Wall Street Direct (1)	06/10/2006	Finansinspektionen, Sweden
Warner Beck Inc., Ltd.	18/05/2005	Finanstilsynet, Denmark
Warner Beck Inc., Ltd. (1)	05/07/2005	Autoriteit Financiële Markten, Netherlands
Wedgewood Aquisitions	18/02/2002	Banking and Finance Commission, Belgium
Wellington Duke & Associates	08/06/2006	Financial Services Authority, United Kingdom
Wellington mergers & Acquisitions (1)	16/05/2007	Kredittilsynet, Norway
Wells International Investments Ltd	28/03/2003	Central Bank of Ireland, Ireland
Westminster Market Research & Management (1)	17/11/2006	Finansinspektionen, Sweden
West Shore Ventures Ltd	24/05/2002	Financial Services Authority, United Kingdom
Whitman Lloyds & Associates Mergers & Acquisitions (1)	22/02/2006	Finansinspektionen, Sweden
Whitman Pearce & Partners (1)	02/10/2006	Commission de Surveillance du Secteur Financier, Luxembourg
Williams Group, Financial Services (1)	31/10/2006	Finansinspektionen, Sweden
Willmont Partners SL	20/05/2003	Banking and Finance Commission, Belgium
Wiranda Development (1)	09/01/2006	Finansinspektionen, Sweden
Wisa Beratung GmbH	30/07/2004	Banking, Finance and Insurance Commission, Belgium
Wood & Sheldon (1)	09/01/2006	Financial Regulator , Ireland
World Investment & Trading Group Inc	02/08/2001	Stichting Toezicht Effectenverkeer, Netherlands
World Management International (1)	28/06/2007	Hellenic Capital Market Commission, Greece
World Trade Financial Corporation	24/05/2002	Financial Services Authority, United Kingdom
Zen Investment	15/02/2006	Financial Services Authority, United Kingdom
Zooley Services Ltd	05/02/2001	Banking and Finance Commission, Belgium
1911DIRECT Sparkasse Ekonomisk Förening (1)	27/11/2006	Finansinspektionen, Sweden

(1) AMF informs that, at the date of the release of its counterpart, the said entity has not been listed on the authorised companies list from AMF or CECEI.

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Updated 19/07/2007