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Policy II - Investment products Authorisation procedures, preparation of a KIID and a prospectus, and reporting for employee investment undertakings

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Instruction DOC-2011-21

Relevant on March 15, 2017

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Abstract

Instruction DOC-2011-21 outlines the rules that apply to employee investment undertakings (FCPE or SICAVAS) regarding the authorisation process, the drawing up of a key investor information document (KIID) and prospectus, and periodic disclosure. Information is provided about the formation of an employee investment undertaking, any changes during the life of an employee investment undertaking (changes subject to pre-approval or changes subject to ex-post notification) and the means by which information is provided to subscribers and the AMF.

Commission Regulation (EU) No 583/2010 of 1 July 2010

Procédures d'agrément, établissement d'un DICI et d'un prospectus et information périodique des fonds d'épargne salariale

Instruction DOC-2011-21 Applicable from May 23, 2014 to January 7, 2015

The version is currently being translated

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Procédures d'agrément, établissement d'un DICI et d'un prospectus et information périodique des fonds d'épargne salariale

Instruction DOC-2011-21 Applicable from January 8, 2015 to March 13, 2016

The version of this document is not available in English

Link to the document

Procédures d'agrément, établissement d'un DICI et d'un prospectus et information périodique des fonds d'épargne salariale

Instruction DOC-2011-21 Applicable from March 14, 2016 to November 7, 2016

The version of this document is not available in English.

Link to the document

Authorisation procedures, preparation of a KIID and a prospectus, and reporting for employee investment undertakings

Instruction DOC-2011-21 Applicable from November 8, 2016 to March 14, 2017

Instruction DOC-2011-21 outlines the rules that apply to employee investment undertakings (FCPE or SICAVAS) regarding the authorisation process, the drawing up of a key investor information document (KIID) and prospectus, and periodic disclosure. Information is provided about the formation of an employee investment undertaking, any changes during the life of an employee investment undertaking (changes subject to pre-approval or changes subject to ex-post notification) and the means by which information is provided to subscribers and the AMF.

Link to the document

Table des matières de la doctrine

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Head of publications: Florence Gaubert, Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02