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Policy III - Providers Description of the AMF review process of registration applications by crowdfunding investment advisers and the transmission of annual disclosures by said advisers

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Instruction DOC-2014-11

Relevant on November 15, 2016

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Abstract

Pending AMF authorisation of one or more associations of crowdfunding investment advisers (CIAs), the AMF shall review the professional skills and ability of applicants to comply with the business conduct and organisational rules provided for in the AMF General Regulation. The AMF will conduct its review on the basis of an application file whose content requirements are specified in Instruction DOC-2014-11.

Description of the AMF review process of registration applications by crowdfunding investment advisers and the transmission of annual disclosures by said advisers

Instruction DOC-2014-11 Applicable from October 1, 2014 to November 14, 2016

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Table des matières de la doctrine

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Head of publications: Florence Gaubert, Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02