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Policy III - Providers Suitability requirements for financial services and products provided to clients

Abstract

In its Position, the AMF integrates the ESMA guidelines on the suitability requirements related to financial services and products proposed to clients (ESMA/2012/387). Investment services providers that propose portfolio management or investment advice services must apply appropriate procedures allowing them to analyse the elements related to the client’s investment objectives, his financial situation and his experience in order to offer him suitable services or instruments.

Guidelines on certain aspects of the MiFID suitability requirements (ESMA/2012/387)

Table des matières de la doctrine

Legal information
Head of publications: Florence Gaubert, Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02