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Policy III - Providers Investment decision and order execution support services

Segment information

Instruction DOC-2007-02

Relevant on November 20, 2013

Reference texts

Abstract

This Instruction specifies the perimeter of services for aid in making investment decisions and for order execution, and lists the services that are not considered as services for aid in making investment decisions and for order execution (for example portfolio assessment, safekeeping and administration of financial instruments, registering for seminars, etc.).

Table des matières de la doctrine

Legal information
Head of publications: Florence Gaubert, Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02