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Policy IV - Marketing - Customer relationship Requirements relating to the professional competence of financial investment advisers, the updating of their knowledge, and reporting to the AMF on their activity and that of associations

Abstract

This instruction specifies the competence rules that persons wishing to acquire the status of financial investment adviser must satisfy (qualification, training or experience), the minimum requirements for themes to be addressed in training sessions to update their knowledge, and the information to be provided to the AMF by associations of financial investment advisers.

Requirements relating to the professional competence of financial investment advisers, the updating of their knowledge, and reporting to the AMF by their associations

Instruction DOC-2013-07 Applicable from April 24, 2013 to January 25, 2015

This instruction specifies the competence rules that persons wishing to acquire the status of financial investment adviser must satisfy (qualification, training or experience), the minimum requirements for themes to be addressed in training sessions to update their knowledge, and the information to be provided to the AMF by associations of financial investment advisers.

Link to the document

Table des matières de la doctrine

Legal information
Head of publications: Florence Gaubert, Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02