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Policy III - Providers Authorisation procedure for investment firms acting as a UCITS depositary – Review procedure for the performance specifications of other UCITS and AIF depositaries

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Abstract

Instruction DOC-2016-01 spells out the methods and procedures used to authorise UCITS depositaries with the status of investment firm, and the contents of their programme of activity; it also specifies the content of the performance specifications for credit institutions and branches of credit institutions acting as UCITS depositaries, guidelines for their submission to the AMF, and the AMF authorisation process for the performance specifications. The document also details the content and submission process for AIF depositaries’ performance specifications.

Delegated act published by the European Commission on 17 December 2015

Authorisation procedure for investment firms acting as a UCITS depositary – Review procedure for the performance specifications of other UCITS and AIF depositaries

Instruction DOC-2016-01 Applicable from April 19, 2016 to August 2, 2016

Instruction DOC-2016-01 spells out the methods and procedures used to authorise UCITS depositaries with the status of investment firm, and the contents of their programme of activity; it also specifies the content of the performance specifications for credit institutions and branches of credit institutions acting as UCITS depositaries, guidelines for their submission to the AMF, and the AMF authorisation process for the performance specifications. The document also details the content and submission process for AIF depositaries’ performance specifications.

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Table des matières de la doctrine

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Head of publications: Florence Gaubert, Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02