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Policy IV - Marketing - Customer relationship Placement services and marketing of financial instruments

Segment information

Position DOC-2012-08

Applicable from July 16, 2012 to July 3, 2016

Reference texts

Abstract

The AMF clarifies the scope of placement services in relation to the marketing of financial instruments. The Position specifies that a non-guaranteed placement service is not provided when products offering an investment solution (CIS and structured debt instruments) are marketed, and that the activity of finding subscribers or purchasers in conjunction with an accredited investment services provider does not itself require accreditation.

Position on the placing and marketing of financial instruments

ACP position - Placement services and marketing of financial instruments (in French only)

Table des matières de la doctrine

Legal information
Head of publications: Florence Gaubert, Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02