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Be aware of financial packages that are ill-suited to customer needs
Be aware of financial packages that are ill-suited to customer needs
On the same topic
13 February 2024
Definition of investment advice: AMF updates its doctrine Definition of investment advice: AMF updates its doctrine22 December 2023
Failure to reply to a Know Your Customer questionnaire: different consequences depending on whether the questionnaire is intended to assess the client or to combat money… Failure to reply to a Know Your Customer questionnaire: different consequences depending on whether the questionnaire is intended to assess the client or to combat money laundering22 December 2023
AMF Enforcement Committee fines a financial investment advisor and its director for breach of professional obligations AMF Enforcement Committee fines a financial investment advisor and its director for breach of professional obligationsLegal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02