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Article 143-1 en vigueur au

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/143-1/20041125/notes

To ensure that the market operates in an orderly manner and that the activity of the entities and persons referred to in Section II of Article L. 621-9 of the Monetary and Financial Code complies with the professional obligations arising from laws and regulations or from the professional rules it has approved, the AMF carries out off-site examinations of records and on-site inspections at the business premises of such entities or persons.