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Article 221-1 from 22/11/2019 to 22/05/2021

Article 221-1 into force from to

  • Version into force from to
ELI : /en/eli/fr/aai/amf/rg/article/221-1/20191122/notes

For the purposes of this title:

  1. Where the issuer's financial securities are admitted to trading on a regulated market, the term "regulated information" shall mean the following documents and information:

    a) The annual financial report referred to in Article 222-3;

    b) The half-yearly financial report referred to in Article 222-4;

    c) The report on payments to governments, provided for in Article L. 225-102-3 of the Commercial Code;

    d) The information and reports referred to in Article 222-9 concerning corporate governance;

    e) [Removed by the decree of 27 February 2017].

    f) Information on the total number of voting rights and the number of shares making up the share capital referred to in Article 223-16;

    g) The description of buyback programmes referred to in Article 241-2;

    h) The news release setting out the arrangements to make a prospectus, registration document or universal registration document available;

    i) The inside information published pursuant to Article 17 of the Market Abuse Regulation (Regulation n° 596/2014/EU);

    j) A news release setting out how the information referred to in Article R. 225-83 of the Commercial Code is being made available or may be consulted;

    k) The information published pursuant to Article 223-21;

    l) The statement concerning the competent authority pursuant to Article 222-1;

    m) Information on the crossing of shareholding thresholds to be provided to the AMF pursuant to Article L. 233-7-II of the Commercial Code and the first paragraph of Article 223-14 I.

    Where the issuer has sought or approved trading of its financial securities on a multilateral trading facility operating within French territory in the case of a financial security traded exclusively on a multilateral trading facility, or where the issuer has approved trading of its financial securities on an organised trading facility operating within French territory in the case of a financial security traded exclusively on an organised trading facility, the term "regulated information" shall mean the documents and information referred to in g), h) and i).

  2. The term: "person" shall mean a natural person or legal entity.

The provisions of this title also apply to the senior managers of the issuer, entity or legal entity concerned.