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Book III - Service providers
Title I - Investment services providers
Chapter II - Organisational rules
Section 3 - Safeguarding client assets
Article 312-10 from 03/01/2018

Article 312-10 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/312-10/20180103/notes

The investment services provider may not use a third party to hold its clients' financial instruments if that third party is located in a State that is not party to the European Economic Area agreement and that does not regulate the holding of financial instruments on behalf of another person, unless one of the following conditions is met:

  1. The nature of the financial instruments or of the investment services connected with those instruments requires them to be deposited with a third party in the State that is not party to the European Economic Area agreement.

  2. If the financial instruments are held on behalf of a professional client, that client makes a written request to the investment services provider to have them held with a third party in the State that is not party to the European Economic Area agreement.