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Article 312-20 en vigueur au

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/312-20/20180103/notes

The following relevant persons must hold a professional license issued by the AMF or the investment services provider under the terms of Articles 312-29 and 312-36:

  1. Traders of financial instruments;

  2. Clearers of financial instruments;

  3. Compliance officers for investment services;

  4. Investment analysts.