Article 312-21 into force since
- Version into force since
1° Traders of financial instruments are natural persons empowered to commit the person under whose responsibility or on whose behalf they are acting in transactions in financial instruments for its own account or for a third party.
2° Clearers of financial instruments are natural persons empowered to commit a clearing-house member vis-à-vis the clearing house.
3° Compliance officers for investment services are the persons referred to in Article 312-2.
4° Investment analysts are the relevant persons defined in Paragraph 2 of Article 2 of Regulation (EU) 2017/565 of 25 April 2016.
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02