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Article 312-21 en vigueur au

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/312-21/20180103/notes

1° Traders of financial instruments are natural persons empowered to commit the person under whose responsibility or on whose behalf they are acting in transactions in financial instruments for its own account or for a third party.

2° Clearers of financial instruments are natural persons empowered to commit a clearing-house member vis-à-vis the clearing house.

3° Compliance officers for investment services are the persons referred to in Article 312-2.

4° Investment analysts are the relevant persons defined in Paragraph 2 of Article 2 of Regulation (EU) 2017/565 of 25 April 2016.