Article 312-28 into force since
- Version into force since
The AMF shall keep a register of professional licences.
For this purpose, the person issuing or revoking the professional license referred to in 1°, 2°, 3° and 4° of Article 312 20 shall notify the AMF of the identities of the persons whose licenses are issued or revoked within one month.
The AMF shall be notified of the appointments of the compliance officers referred to in 3° of Article 312-20.
The information in the register of professional licences shall be retained for ten years after licences have been revoked.
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02