Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.
Book III - Service providers
Title I - Investment services providers
Chapter II - Organisational rules
Section 4 - Professional licences
Sub-section 2 - Professional licences issued by the AMF
Article 312-30 from 03/01/2018

Article 312-30 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/312-30/20180103/notes

Before issuing the professional license, the AMF shall verify:

  1. that the relevant natural person is fit and proper, that he is familiar with the professional requirements and capable of performing the functions of a compliance officer for investment services.

  2. that pursuant to II of Article 312-3, the investment services provider has conducted an internal verification or an examination as stipulated in 3° of II of Article 312-5 to ensure that the relevant person has the minimum knowledge mentioned in 1° of II of Article 312-5.

  3. that the investment services provider complies with the provisions of Paragraph 3 of Article 22 of Commission Delegated Regulation (EU) 2017/565 of 25 April 2016.