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Article 312-32 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/312-32/20180103/notes

If an investment services provider requires professional licenses for several compliance officers for investment services, the AMF shall ensure that the number of license holders is proportionate to the nature and the risks of the investment services provider's business activities, scale and organisational structure.

Investment services providers shall provide precise written definitions of the attributions of each professional license holder.