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Book III - Service providers
Title I - Investment services providers
Chapter III - Financial instrument governance requirements
Section 2 - Financial instrument governance obligations for distributors
Article 313-27 from 03/01/2018

Article 313-27 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/313-27/20180103/notes

Where different distributors work together in the distribution of a financial instrument or service, any distributor with a direct client relationship has ultimate responsibility to meet the product governance obligations set out in this section.

A distributor acting as an intermediary shall:

  1. ensure that relevant information about the financial instrument obtained from the manufacturer or person referred to in Article 313-1 (II) is passed to the final distributor in the chain;

  2. take the necessary measures to enable the manufacturer or the person referred to in Article 313-1 (II) who requests information on sales of a financial instrument to obtain that information in order to comply with their own financial instrument governance obligations; and

  3. apply the financial instrument governance obligations for manufacturers, as relevant, within the framework of the services that it provides.