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- GR into force since 01/01/2024
- Article 313-5
General regulation of the AMF
Article 313-5 into force since
- Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/313-5/20180103/notes
Article 313-5
The manufacturer must analyse potential conflicts of interest each time a financial instrument is manufactured.
In particular, it shall assess whether the financial instrument creates a situation where end clients may be adversely affected if they take, by investing in, buying, selling or establishing such an instrument:
an exposure opposite to the one held by the manufacturer before investing in, purchasing or establishing the financial instrument; or
an exposure opposite to the one that the manufacturer wants to hold after investing in, selling or establishing the financial instrument.
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Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02