Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.

Article 313-5 en vigueur au

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/313-5/20180103/notes

The manufacturer must analyse potential conflicts of interest each time a financial instrument is manufactured.

In particular, it shall assess whether the financial instrument creates a situation where end clients may be adversely affected if they take, by investing in, buying, selling or establishing such an instrument:

  1. an exposure opposite to the one held by the manufacturer before investing in, purchasing or establishing the financial instrument; or

  2. an exposure opposite to the one that the manufacturer wants to hold after investing in, selling or establishing the financial instrument.