Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.

Article 313-8 en vigueur au

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/313-8/20180103/notes

The manufacturer shall ensure that senior managers mentioned as applicable in points 1° and 2° of Articles L. 533-25 and L. 511 51 of the Monetary and Financial Code or in Article R. 123-40 of the Commercial Code have effective control over the financial instrument governance process.

It shall ensure that compliance reports to the senior managers mentioned in the previous subparagraph include information about the financial instruments manufactured by it, including information on the distribution strategy for these instruments.

It shall make the reports available to the AMF on request.