Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.

Article 314-16 en vigueur au

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/314-16/20180103/notes

The investment services provider shall hold evidence that any fees, commissions or non-monetary benefits paid or received by it are designed to enhance the quality of the relevant service to the client:

  1. by keeping an internal list of all fees, commissions and non-monetary benefits received from a third party in relation to the provision of investment or ancillary services; and

  2. by recording:

    1. how the fees, commissions and non-monetary benefits paid or received by it, or that it intends to use, enhance the quality of the services provided to the relevant clients; and

    2. the steps taken in order to comply with its duty to act honestly, fairly and professionally in accordance with the best interests of the client.