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- GR into force since 02/11/2024
- Article 315-12
General regulation of the AMF
Article 315-12 into force since
- Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/315-12/20180103/notes
Article 315-12
An investment services provider who does not keep his client's account cannot consent to transmit or execute an order for deferred settlement and delivery unless it is able, under an agreement with the client's custody account keeper, to ascertain that the necessary margin has been duly deposited with the custody account keeper before it transmits or executes that order.
The investment services provider who keeps the client's account shall be subject to the provisions of this section.
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Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02