Print from the website of the AMF
Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.
- Home
- Regulation
- General Regulation
- GR into force since 02/11/2024
- Article 315-3
General regulation of the AMF
Article 315-3 into force since
- Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/315-3/20180103/notes
Article 315-3
The investment services provider shall exercise supervision in accordance with the procedures set forth in Article 315-2. It shall take appropriate measures if it detects an anomaly.
The investment services provider shall keep a record on a durable medium of the measures it has taken in the event of an anomaly or, if it takes no measures, of the reasons for so doing.
All versions
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02