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- GR into force since 01/01/2024
- Article 318-32
General regulation of the AMF
Article 318-32 into force since
- Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/318-32/20130814/notes
Article 318-32
If an asset management company requires compliance and internal control officer professional licenses to be issued to several persons, the AMF shall ensure that the number of license holders is proportionate to the nature and risks of the asset management company's business activities, size and organisational structure.
Asset management companies shall provide precise written definitions of the attributions of each professional license holder.
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Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02