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Book III - Service providers
Title I bis - Asset management companies of AIFs
Chapter V - Other provisions
Section 2 - Obligations relating to the prevention of money laundering and terrorist financing
Article 320-23 from 14/08/2013 to 22/04/2021

Article 320-23 into force from to

  • Version into force from to
ELI : /en/eli/fr/aai/amf/rg/article/320-23/20130814/notes

When recruiting employees, the asset management company shall consider the risks relating to the prevention of money laundering and terrorist financing, in accordance with employees' level of responsibility.

At the time of hiring, and periodically thereafter, it shall provide its personnel with information on and training in the applicable regulations and amendments, current money-laundering techniques, prevention and detection measures, and the procedures and terms referred to in Article 320-17. They shall be adapted to the functions performed, members, locations and risk classification.

It shall draft and implement written procedures to ensure compliance with the provisions relating to the prevention of money laundering and terrorist financing.