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Article 321-146 into force from to

  • Version into force from to
ELI : /en/eli/fr/aai/amf/rg/article/321-146/20190911/notes

In order to establish the systems referred to in Article 321-143, the portfolio asset management company shall compile and periodically update a classification of the money laundering and terrorist financing risks to which it exposed in the course of its business. It shall assess its exposure to these risks according, in particular, to the nature of the products offered, the investment services provided or the collective management activity, the trading conditions proposed, the distribution channels used, the characteristics of the clients and the country or territory of origin or destination of the funds.

To this end, the recommendations of the European Commission, the national risk analysis and the information provided in the Minister of the Economy's orders are taken into account.

A cette fin, il est tenu compte des recommandations de la Commission européenne, de l'analyse des risques effectuée au plan national et des informations communiquées par arrêté du ministre de l’Économie.