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Book III - Service providers
Title I ter - Asset management companies of UCITS
Chapter V - Other provisions
Section 2 - Obligations relating to the prevention of money laundering and terrorist financing
Article 321-150 from 03/01/2018 to 22/04/2021

Article 321-150 into force from to

  • Version into force from to
ELI : /en/eli/fr/aai/amf/rg/article/321-150/20180103/notes

When recruiting employees, the asset management company shall consider the risks relating to the prevention of money laundering and terrorist financing, in accordance with employees' level of responsibility.

At the time of hiring, and periodically thereafter, it shall provide its staff with information on and training in the applicable regulations and amendments, current money-laundering techniques, prevention and detection measures, and the procedures and implementation arrangements referred to in Article 321-144. They shall be adapted to the functions performed, clients, locations and risk classification.

The asset management company shall make the persons acting on its behalf aware of the measures to be taken to ensure compliance with provisions relating to the prevention of money laundering and terrorist financing.