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Book III - Service providers
Title I ter - Asset management companies of UCITS
Chapter III - Organisational rules
Section 2 - Compliance system
Sub-section 2 - Appointment and responsibilities of the compliance and internal control officer
Article 321-33 from 03/01/2018

Article 321-33 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/321-33/20180103/notes

The compliance and internal control officer referred to in Point 2° of Article 321-32 shall hold a professional license issued under the conditions defined in Section 8 of this Chapter.

Senior management shall apprise the board of directors, the supervisory board or, failing that, the body responsible for supervision, if such a body exists, of the appointment of the compliance and internal control officer.