Article 321-36 into force since 03 January 2018

Asset management companies shall ensure that senior management receives frequent compliance, risk control and periodic control reports at least once a year specifying if the appropriate measures have been taken in the event of deficiencies.

Asset management companies shall also ensure that its supervisory body, if such a body exists, receives periodic written reports on the same topics.

These reports give information about the implementation of investment strategies and internal procedures for approving the investment decisions referred to in items b to e of Article 321-35.