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- GR into force since 01/01/2024
- Article 321-55
General regulation of the AMF
Article 321-55 into force since
- Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/321-55/20180103/notes
Article 321-55
A natural person may perform the function of compliance and internal control officer, on a probationary or temporary basis, without holding the required professional licence, for a maximum period of six months, that can be renewable once.
The function of compliance and internal control officer may only be performed on a probationary or temporary basis with the prior consent of the AMF.
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Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02