Article 321-55 into force since
- Version into force since
A natural person may perform the function of compliance and internal control officer, on a probationary or temporary basis, without holding the required professional licence, for a maximum period of six months, that can be renewable once.
The function of compliance and internal control officer may only be performed on a probationary or temporary basis with the prior consent of the AMF.
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02