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Book III - Service providers
Title I ter - Asset management companies of UCITS
Chapter III - Organisational rules
Section 8 - Professional licences
Sub-section 2 - Compliance and internal control officer professional licence issuance
Article 321-62 from 03/01/2018

Article 321-62 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/321-62/20180103/notes

The AMF shall issue compliance and internal control officer professional licenses to the persons performing such functions. For this purpose, the AMF shall organise a professional examination under the terms referred to in Articles 321-66 to 321-68.

However, where asset management companies appoint one of their effective managers within the meaning of Article L. 532-9, II, 4° of the Monetary and Financial Code to the function of compliance and internal officer, that person shall hold the relevant professional license. He or she shall not be required to take the examination provided for in the first paragraph.