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Book III - Service providers
Title I ter - Asset management companies of UCITS
Chapter III - Organisational rules
Section 8 - Professional licences
Sub-section 2 - Compliance and internal control officer professional licence issuance
Article 321-66 from 03/01/2018

Article 321-66 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/321-66/20180103/notes

The examination shall consist of an interview of the professional license applicant by a jury. The applicants shall be presented by the asset management companies on whose behalf they are to perform their functions.

An AMF instruction shall specify the examination programme and procedures.

The AMF shall hold the examinations at least twice a year. It shall decide who sits on the jury, set the examination dates and determine the amount of examination fees. This information shall be made known to asset management companies.

The AMF shall collect the examination fees from the asset management companies presenting applicants.