Article 321-68 into force since
- Version into force since
If the jury deems that the conditions referred to in Article 321-63 have been met, it shall propose that the AMF issue a professional license.
However, if the jury considers that the applicant has the necessary qualities to perform the function of compliance and internal control officer, but that the asset management company does not allow him proper independence or does not provide him with adequate resources, the jury may propose that issuance of a professional license be subject to the condition that the asset management company remedies the situation and notifies the AMF of the measures taken to this effect.
If outsourcing of the compliance and internal control officer function is being considered, the jury may be asked for its opinion.
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02