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Book III - Service providers
Title I ter - Asset management companies of UCITS
Chapter III - Organisational rules
Section 9 - Record keeping
Article 321-71 from 03/01/2018

Article 321-71 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/321-71/20180103/notes

The records shall be retained in a medium that allows the storage of information in a way accessible for future reference by the AMF, and in such a form and manner that the following conditions are met:

  1. The AMF must be able to access them readily and to reconstitute each key stage of the handling of each transaction;

  2. It must be possible for any corrections or other amendments, and the contents of the records prior to such corrections or amendments, to be easily ascertained;

  3. It must not be possible for the records otherwise to be manipulated or altered.