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Book III - Service providers
Title I ter - Asset management companies of UCITS
Chapter III - Organisational rules
Section 14 - Organisation of compliance and internal control functions
Sub-section 2 - Compliance and internal control officers
Article 321-92 from 03/01/2018

Article 321-92 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/321-92/20180103/notes

Asset management companies shall establish a procedure that enables all their employees and all natural persons acting on their behalf to discuss questions they have about deficiencies that they have noted in the actual implementation of compliance obligations with the compliance and internal control officer.