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Article 321-98 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/321-98/20180103/notes

This Chapter is applicable to management of UCITS by asset management companies except, for branches established in other European Union Member States or States that are parties to the European Economic Area agreement, for UCITS they manage in these States.

Pursuant to the final sub-paragraph of Article L. 532-20-1 of the Monetary and Financial Code, this Chapter shall also apply to the management of French UCITS by the branches established in France of asset management companies authorised in other European Union Member State or State party to the European Economic Area agreement.

Asset management companies shall ensure that relevant persons are reminded that they are bound by the obligation of professional confidentiality, subject to the terms and penalties prescribed by law.

For the purposes of this Chapter, the term "client" shall designate existing and potential clients, which includes, where relevant, UCITS or their unit holders or shareholders.