Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.
Book III - Service providers
Title II - Other service providers
Chapter I - Custody account-keepers
Section unique - Provisions relating to custody account-keeping - terms of reference for the custody account-keeper
Sub-section 2 - Professional obligations of the keepers of securities accounts other than the issuing entities
Paragraph 2 - Relationships with customers
Sub-paragraph 2 - General provisions relating to the services provided and to the protection afforded to clients
Article 322-10 from 03/01/2018

Article 322-10 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/322-10/20180103/notes

In application of Article 322-9 and pursuant to Points 2° and 3° of Article 312-15, the custody account-keeper shall establish and keep operational the procedures:

  1. Enabling the highlighting of any trading or disposal of financial securities liable to produce a debit balance on a securities account on the date of settlement and delivery;

  2. Providing for its intervention with the clients in order to ensure that they take measures:

    • To avoid any settlement and delivery default; or,

    • Where applicable, to remedy such a default which may have occurred;

  3. Implementing as required the measures provided for in II (3°) of Article 322-5 and 3° of Article 322-5-1 in accordance with the terms set out in the agreement mentioned in the same articles.