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Book III - Service providers
Title II - Other service providers
Chapter I - Custody account-keepers
Section unique - Provisions relating to custody account-keeping - terms of reference for the custody account-keeper
Sub-section 2 - Professional obligations of the keepers of securities accounts other than the issuing entities
Paragraph 3 - Resources and procedures of the custody account-keeper
Sub-paragraph 3 - Accounting procedures
Article 322-32 from 19/04/2013

Article 322-32 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/322-32/20130419/notes

The custody account-keeper shall record the normal dates on which the receipt or delivery of the financial securities is anticipated. This recording shall take account of the specificities of cross-border operations.

The custody account-keeper shall organise its procedures in such a way as to continuously monitor suspense items as follows:

  • The report on financial security and cash suspense items, for all the financial securities concerned, shall be supplied daily to the department which has operational responsibility for the delivery and settlement operations with the counter-parties;

  • The suspense items mentioned in the second paragraph include:

    1° Operations which are not matched within the normal deadlines;

    2° Deliveries and settlements which are pending, relating to operations which have been matched with the counter- parties and for which the normal settlement dates have been exceeded;

  • The suspense items are monitored by counter-party and by the date of delivery which was foreseen at the outset;

  • In addition, the agreement of the counter-parties concerning the identified suspense items, both in financial securities and in cash, shall be regularly sought.