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Book III - Service providers
Title II - Other service providers
Chapter I - Custody account-keepers
Section unique - Provisions relating to custody account-keeping - terms of reference for the custody account-keeper
Sub-section 4 - Professional obligations of the issuer entities considered in their capacity as custody account-keepers and provisions relating to the administration of registered financial securities
Paragraph 2 - Provisions of the terms of reference of the custody account-keeper applicable to legal entities issuing financial securities via offers to the public , except for those referred to in points 1 or 2 of Article L. 411-2 of the Monetary and Financial Code or Article L. 411-2-1 of said code and recording the financial securities issued in pure registered accounts
Article 322-67 from 19/04/2013 to 22/09/2021

Article 322-67 into force from to

  • Version into force from to
ELI : /en/eli/fr/aai/amf/rg/article/322-67/20130419/notes

For all accounting input into its books in the name of a new holder of pure registered financial securities, the issuer entity shall:

  1. Verify the identity of the said holder;

  2. Ensure that it has the legal capacity and the status required to open the account;

  3. Verify, where a legal entity holder of pure registered financial securities is concerned, that the representative of this legal entity has the capacity to act, either by virtue of his/her capacity as legal representative, or under the terms of a delegation or mandate in his/her favour; for this purpose, the issuer entity shall request the production of any documents enabling it to verify the authorisation or appointment of the representative;

  4. Establish an account-opening agreement with the holder of the pure registered financial securities. The establishment of the agreement may take place subsequently to the first accounting entries, within a reasonable deadline.