Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.
Book III - Service providers
Title II - Other service providers
Chapter I - Custody account-keepers
Section unique - Provisions relating to custody account-keeping - terms of reference for the custody account-keeper
Sub-section 2 - Professional obligations of the keepers of securities accounts other than the issuing entities
Paragraph 2 - Relationships with customers
Sub-paragraph 2 - General provisions relating to the services provided and to the protection afforded to clients
Article 322-9 from 19/04/2013

Article 322-9 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/322-9/20130419/notes

A securities account must not have a debit balance on the date of settlement and delivery of the financial securities disposed of and the custody account-keeper shall in all circumstances comply with the provisions of 4° of Article 322-7 relating to the rule of non-utilisation of financial securities belonging to a client without his/her express agreement.