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Article 325-1 into force from to

  • Version into force from to
ELI : /en/eli/fr/aai/amf/rg/article/325-1/20130419/notes

Before commencing business, a financial investment adviser shall demonstrate that is has one of the following:

  1. a national degree demonstrating three years of higher education study in law, economics or management, or a credential or diploma of the same level suitable for the carrying out of the operations mentioned in I of Article L. 541-1 of the Monetary and Financial Code;

  2. relevant professional training in carrying out the transactions mentioned in I of Article L. 541-1 of the Monetary and Financial Code;

  3. at least two years' professional experience in positions related to the conduct of transactions in the categories specified in I of Article L. 541-1 of the Monetary and Financial Code, gained during the five years before commencing business.

An AMF instruction will set out the modalities for the application of the present article.