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Book III - Service providers
Title II - Other service providers
Chapter V - Financial investment advisers
Section 1 - Professional entrance requirements
Article 325-1 from 08/06/2018

Article 325-1 into force since

  • Version into force since
ELI : /en/eli/fr/aai/amf/rg/article/325-1/20180608/notes

Before commencing business, a financial investment adviser shall demonstrate that he or she has one of the following:

  1. A national degree demonstrating three years of higher education study in law, economics or management, or a credential or diploma of the same level suitable for the carrying out of the operations mentioned in I of Article L. 541-1 of the Monetary and Financial Code;

  2. Relevant professional training in carrying out the transactions mentioned in I of Article L. 541-1 of the Monetary and Financial Code;

  3. At least two years' professional experience in positions related to the conduct of transactions in the categories specified in I of Article L. 541-1 of the Monetary and Financial Code, gained during the five years before commencing business.