Article 325-10-1 into force from to
- Version into force from to
The financial investment adviser shall ensure that the people which he/she employs to carry on the activity of financial investment adviser meet the conditions of professional competence provided for in Article 325-1 and the conditions of respectability provided for in Articles L. 500-1 and D. 541-8 of the Monetary and Financial Code. The financial investment adviser shall forward to the association of which he/she is a member the list of these people, before they begin their activities.
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02