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Book III - Service providers
Title II - Other service providers
Chapter V - Financial investment advisers
Section 3 - Organisational rules
Article 325-11-1 from 24/09/2014 to 07/06/2018

Article 325-11-1 into force from to

  • Version into force from to
ELI : /en/eli/fr/aai/amf/rg/article/325-11-1/20140924/notes

I. - The financial investment adviser shall inform the association of which he/she is a member of any modification of the information concerning him/her and any event which may have consequences on his/her membership as a financial investment adviser, such as a change in the place of business or the cancellation of the registration for the activity of financial investment adviser from the register mentioned in I of Article L. 546-1 of the Monetary and Financial Code. The information shall be forwarded no later than during the month which precedes the event or, when it cannot be anticipated, during the month which follows.

II. - No later than 30 April each year, the financial investment adviser shall send the association of which he/she is a member the information set out on a data sheet, in accordance with the modalities provided by an AMF instruction.