Print from the website of the AMF
Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.
- Home
- Regulation
- General Regulation
- GR into force from 22/04/2018 to 07/06/2018
- Article 325-12-5
General regulation of the AMF
Article 325-12-5 into force from to
- Version into force from to
ELI : /en/eli/fr/aai/amf/rg/article/325-12-5/20161021/notes
Article 325-12-5
Where the financial investment adviser is a legal entity, the natural persons with the power to manage or administer this entity shall ensure that it complies with relevant laws, regulations and professional obligations.
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02