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- GR into force from 22/04/2018 to 07/06/2018
- Article 325-13
General regulation of the AMF
Article 325-13 into force from to
- Version into force from to
ELI : /en/eli/fr/aai/amf/rg/article/325-13/20071231/notes
Article 325-13
The financial investment adviser may agree to receive for transmission purposes an order for one or more units or shares in a collective investment scheme that a client to whom it has provided an advisory service intends to subscribe for or sell.
Prior to providing such service, the financial investment adviser shall enter into an agreement with its client, setting forth the rights and obligations of both parties.
The financial investment adviser must be able to prove that the order originates from its client. It shall keep a record of the time- stamping of the reception and transmission of the client's order.
Legal information:
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02