Article 325-17 into force from to
- Version into force from to
The association shall establish written admission and disciplinary procedures for its members who are financial investment advisers.
The association shall also establish written procedures to monitor members' compliance with applicable laws, regulations and ethical rules.
The association shall carry out an on-site verification of each of its members at least once every five years. Where applicable, the verifications delegated by the AMF to the association in application of Article L. 621-9 of the Monetary and Financial Code shall be taken into account for the purposes of the present paragraph.
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02