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Book III - Service providers
Title II - Other service providers
Chapter V - Financial investment advisers
Section 5 - Authorisation of representative associations
Sub-section 2 - Authorisation procedure
Article 325-21 from 31/12/2007 to 07/06/2018

Article 325-21 into force from to

  • Version into force from to
ELI : /en/eli/fr/aai/amf/rg/article/325-21/20071231/notes

Authorisation of a representative association within the meaning of Article L. 541-4 of the Monetary and Financial Code shall be subject to prior filing of an application with the AMF containing:

  1. the articles (statuts) of the association;

  2. the name, curriculum vitae and an extract from the judicial record (casier judiciaire) or equivalent document for each of the association' legal representatives;

  3. a three-year projected budget for the association;

  4. a draft code of conduct;

  5. the standard letter of engagement for use by members of the association;

  6. a description of the human and technical resources that will enable the association to meet its obligations under this Chapter.