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Book III - Service providers
Title II - Other service providers
Chapter V - Financial investment advisers
Section 6 - Authorisation of representative associations
Sub-section 2 - Authorisation procedure
Article 325-40 from 08/06/2018 to 07/02/2020

Article 325-40 into force from to

  • Version into force from to
ELI : /en/eli/fr/aai/amf/rg/article/325-40/20180608/notes

Authorisation of a representative association within the meaning of Article L. 541-4 of the Monetary and Financial Code shall be subject to prior filing of an application with the AMF containing:

  1. The articles (statuts) of the association;

  2. The name, curriculum vitae and an extract from the judicial record (casier judiciaire) or equivalent document for each of the association's legal representatives;

  3. A three-year projected budget for the association;

  4. A draft code of conduct;

  5. The standard letter of engagement for use by members of the association;

  6. A description of the human and technical resources that will enable the association to meet its obligations under this Chapter;

  7. Written procedures that the association follows to take decisions on membership, withdrawal of membership, verifications and sanctions of members pursuant to III of Article L. 541-4 of the Monetary and Financial Code.