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Book III - Service providers
Title II - Other service providers
Chapter V - Financial investment advisers
Section 2 - Conduct of business rules
Article 325-5-1 from 18/06/2013 to 07/06/2018

Article 325-5-1 into force from to

  • Version into force from to
ELI : /en/eli/fr/aai/amf/rg/article/325-5-1/20130618/notes

Any correspondence or communication of a promotional nature, regardless of the medium, issued by a financial investment adviser acting in this capacity, shall indicate:

  1. His/her name or, where he/she operates in the form of a legal entity, his/her business name;

  2. His/her business address or, where he/she operates in the form of a legal entity, that of his/her registered office;

  3. His/her status as a financial investment adviser and the identity of the professional association of which he/she is a member; and

  4. His/her registration number in the register mentioned in I of Article L. 546-1 of the Monetary and Financial Code.